13-05-01-07

N.D. Admin. Code § 13-05-01-07

Availability of Records

Effective Jun 1, 2002General Authority: NDCC 13-04.1-01; Law Implemented: NDCC 13-04.1-07Department of Financial Institutions

The money broker shall maintain all records of its transactions at its office for at least six years and these records must be subject to examination by the department of financial institutions.

History: Effective February 1, 1984; amended effective June 1, 2002.

General Authority: NDCC 13-04.1-01

Law Implemented: NDCC 13-04.1-07