Each licensee shall furnish all the following information in writing to the Commissioner within 10 days after the occurrence of the event:
- (1) form DOI-5PF on each stockholder who attains ten percent or more of any class of the licensee's outstanding capital stock;
- (2) form DOI-5PF on each partner, officer or employee acting as office manager or field representative who is employed by the licensee; and
- (3) the name and address of each partner, officer or employee acting as office manager or field representative who is terminated or has his status altered by the licensee.
History Note: Authority G.S. 58-2-40; 58-35-30(a);
Eff. February 1, 1976;
Readopted Eff. January 1, 1978;
Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. June 25, 2016.