Section .0100 – General Provisions | Midpage

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North Carolina Administrative Code

§ 0100

Section .0100 – General Provisions

.0101General Provisions .0102Revocation or Suspension of License: Foreign Insurance .0103Publication of Notice of Revocation or Suspension .0104Applicability of Laws After Revocation or Suspension .0105Revocation of License of Reciprocal Insurer .0106Extension for Elimination: Impairment of Cap and Surplus .0107Business in Own Name: Emblems: Insignias: Etc .0108Notice of Hearing on Plan of Exchange of Capital Stock .0109Charges for Hearing Conducted Pursuant to G.S. 58‑9‑5 .0110Size of Type of All Notices Required to Be Published .0111Certificate of Incorporation and Amendments: Approval .0112Domestic Stock Title Ins Companies: Capital Requirements .0113Subscribers of Reciprocal or Inter‑Insurance Exchanges .0114Minimum Requirements: Reciprocal or Inter‑Ins Exchanges .0115Proxies: Etc Domestic Insurers: Application of Rules .0116Proxies: Consents and Authorizations .0117Proxies: Disclosure of Equivalent Information .0118Proxies: Definitions and Instructions .0119Proxies: Information to Be Furnished to Security Holders .0120Proxies: Requirements as to Proxy .0121Proxies: Material Required to Be Filed .0122Proxies: False or Misleading Statements .0123Proxies: Prohibition of Certain Solicitations .0124Proxies: Special Provisions Applicable to Election Contest .0125Proxy Information Required: Revocability of Proxy .0126Proxy Information Required: Dissenters' Right of Appraisal .0127Proxy Information Required: Subject to 11 Ncac 11D .0124 .0128Proxy Info Required: Interest in Matters to Be Acted upon .0129Proxy Information Required: Voting Securities .0130Proxy Information Required: Nominee and Directors .0131Proxy Information Required: Transactions with Management .0132Proxy Info Required: Bonus: Profit Sharing: Remuneration .0133Proxy Information Required: Pension and Retirement Plans .0134Proxy Information Required: Options: Warrants or Rights .0135Proxy Info Required: Authorization or Issuance of Stock .0136Proxy Info Required: Merger: Consolidation: Acquisition .0137Proxy Information Required: Restatement of Accounts .0138Proxy Info Required: Matters Not Required to Be Submitted .0139Proxy Information Required: Amendment of Charter: by‑Laws .0140Proxy Information Required: in Election Contest .0141Proxy Statement in Elec: Insurer: Identity and Background .0142Proxy Statement in Election: Interest in Equity Security .0143Proxy Statement in Election Contest: Further Matters .0144Proxy Statement in Election Contest: Signature .0145Insider Trading of Stock: Definitions .0146Who Must File under Insider Trading of Stock .0147What Must Be Filed under Insider Trading of Stock .0148Determining Beneficial Ownership: Insider Trading of Stock .0149Disclaimer of Beneficial Ownership: Insider Trading .0150Exemptions from Subsections (a) and (B) of the Act .0151Securities Bought or Sold by Odd‑Lot Dealers: Exemption .0152CERTAIN TRANSACTIONS SUBJECT TO SUBSECTION (a) OF THE ACT .0153Ownership of Securities Held in Trust: Insider Trading .0154Exemption for Small Transactions: Insider Trading of Stock .0155Exemptions in General: Insider Trading of Stock .0156Exemption Effected in Connection with a Distribution .0157Exemption Stock Options: Stock Bonus or Similar Plans .0158Other Securities: Exemption Received by Redeeming .0159Exemption of Long Term Profits Within Six Months of Option .0160Exemptions: Acquisitions: Dispositions Pursuant to Merger .0161Exemption: Deposit or Withdrawal of Equity Securities .0162Exemption Involving the Conversion of Equity Securities .0163Exemption Involving the Sale of Subscription Rights .0164EXEMPTION OF SECURITIES FROM SUBSECTION (c) OF THE ACT .0165EXEMPTION FROM SUBSECTION (c): DISTRIBUTION .0166EXEMPTION FROM SUBSECTION (c) SALES OF SECURITIES .0167Arbitrage Transactions under Subsection (E) of the Act .0168Guaranty Capital Certificates: When Permitted .0169Notice of Hearing on Revocation or Suspension of License .0170Written Order: Hearing on Revocation or Suspension