Section .0500 - Promoting and Holding Companies | Midpage

Collections
North Carolina Administrative Code

§ 0500

Section .0500 - Promoting and Holding Companies

.0501Promoting and Holding Companies: General Nature .0502Foreign Promoting: Holding Companies Licensed Subsidiaries .0503Foreign and Holding Companies: Unlicensed Subsidiaries .0504Sale of Securities by Foreign Corporation .0505Foreign Promoting and Holding Companies Definitions .0506Foreign Company Securities Sale: "Position Letter".0507Foreign Company Securities: Private Placement .0508Foreign Company Securities: Verifiable Capital/Surplus .0509Foreign Company Securities: Inconsequential Insurance Ratios .0510Foreign Company Securities: Confidentiality of Material .0511Foreign Company Securities: Shelf Registration .0512Foreign Company Securities: Disclaimer Offshore .0513Foreign Company Securities: Disclaimer General .0514Formation of Domestic Companies: Procedural Handling Step 1 .0515Foreign Company Securities: Institutional Investors .0516Domestic Company: Projection .0517Domestic Company: Background Investigation Report .0518Domestic Company: Escrow Agreement