Section .0700 - Pricing and Sale of Securities | Midpage

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North Carolina Administrative Code

§ 0700

Section .0700 - Pricing and Sale of Securities

.0701General .0702Distribution of Offering Materials .0703Estimated Price Information: Proxy Statements .0704Prohibited Representations .0705Underwriting Expenses .0706Pricing Materials .0707Order Forms for Purchase of Capital Stock .0708Withdrawal from Certificate Accounts .0709Period for Completion of Sale .0710Interest/Subscription/Community Purchase Orders .0711Extensions of Time to Complete Offerings .0712General .0713Distribution of Offering Materials .0714Estimated Price Information: Proxy Statements .0715Prohibited Representations .0716Underwriting Expenses .0717Pricing Materials .0718Order Forms for Purchase of Capital Stock .0719Withdrawal from Certificate Accounts .0720Period for Completion of Sale .0721Interest: Subscription/Community Purchase Orders .0722Extensions of Time to Complete Offerings