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Mo. Code Regs. Ann. tit. 15, ch. 30-59 – Registration and Operations of Commodity Broker-Dealers and Sales Representatives | Midpage
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Missouri Code of State Regulations
Title 15
Division 30
Chapter 59
Mo. Code Regs. Ann. tit. 15, ch. 30-59
Registration and Operations of Commodity Broker-Dealers and Sales Representatives
Secretary of State
15 CSR 30-59.010
Definitions
15 CSR 30-59.020
General Instructions
15 CSR 30-59.030
Fees
15 CSR 30-59.040
Forms
15 CSR 30-59.050
Broker-Dealer, Sales Representative Statutory Bond (Rescinded August 30, 2003)
15 CSR 30-59.060
Application for Renewal Registration as Sales Representative (Rescinded August 30, 2003)
15 CSR 30-59.070
Application for Registration
15 CSR 30-59.080
Examination
15 CSR 30-59.090
Financial Statements
15 CSR 30-59.100
Net Capital Requirements for Broker-Dealers
15 CSR 30-59.110
Broker-Dealer Notice of Net Capital Deficiency
15 CSR 30-59.120
Bonds
15 CSR 30-59.130
Segregation of Accounts by Broker-Dealers
15 CSR 30-59.140
Confirmations
15 CSR 30-59.150
Records Required of Broker-Dealers and Sales Representatives
15 CSR 30-59.160
Records to be Preserved by Broker-Dealers
15 CSR 30-59.170
Effectiveness and Post- Effective Requirements
15 CSR 30-59.180
Denial, Revocation and Suspension of Registration
15 CSR 30-59.190
Disclosure Statements
15 CSR 30-59.200
Promotional Materials to be Filed, Permitted Without Filing and Prohibited