1. A. If the applicant is not an individual, the application documents shall include a list of the individuals who are serving, or who are designated to serve, during the first year after the date the application documents are submitted to the Commission as a director, officer, partner, or any other principal.

2. B. For each individual listed under §A of this regulation, the applicant shall provide:

   1. (1) The individual’s name and address;
   2. (2) Each position or office of the applicant held by the individual;
   3. (3) The individual’s principal occupation during the 5-year period preceding the date on which the application documents are submitted to the Commission; and
   4. (4) The nature and extent of any ownership interest that the individual has in the applicant.

Authority: State Government Article, §§9-1A-02, 9-1A-04, 9-1A-07, 9-1A-08, 9-1A-20, 9-1A-25, and 9-1E-01—9-1E-15; Annotated Code of Maryland

Effective date:

Regulations .01—.14 adopted as an emergency provision effective August 5, 2021 (48:18 Md. R. 690); adopted permanently effective January 13, 2022 (49:1 Md. R. 16)

Regulation .10C adopted as an emergency provision effective December 12, 2023 (50:26 Md. R. 1130); amended permanently effective May 27, 2024 (51:10 Md. R. 529)

Regulation .14 amended as an emergency provision effective December 12, 2023 (50:26 Md. R. 1130); amended permanently effective May 27, 2024 (51:10 Md. R. 529)