1. A. Except as otherwise provided by this regulation, the application documents shall include the information under §B of this regulation, for an individual who is:

   1. (1) The applicant;
   2. (2) A director, officer, or key management individual employed by the applicant;
   3. (3) A partner of the applicant; or
   4. (4) An owner of an interest of 5 percent or more in the applicant.

2. B. An individual listed under §A of this regulation shall furnish the following:

   1. (1) Full name and any previous names or aliases;
   2. (2) Date of birth;
   3. (3) Physical description;
   4. (4) Home and business addresses and telephone numbers;
   5. (5) Driver's license number and state of issuance;
   6. (6) Social Security number; and
   7. (7) Passport or identification photo.

3. C. If the applicant is a corporation, the application documents shall state the:

   1. (1) State in which the applicant is incorporated; and
   2. (2) Name and address of the applicant's agent for service of process in Maryland.
4. D. If an applicant is a nonprofit corporation, only an individual who is a director or officer of the applicant shall provide the information required under §B of this regulation.
5. E. The Commission may require an applicant to furnish the information listed in §B of this regulation with regard to the applicant's family and associates.
6. F. Inadvertent, nonsubstantive errors that might be made in furnishing the information required by this regulation may not be used as a reason by the Commission for disqualifying the applicant.

Authority: State Government Article, §9-110; Criminal Law Article, §§12-301.1 and 12-308; Annotated Code of Maryland

Effective date:

Regulations .01—.18 adopted as an emergency provision effective August 26, 2013 (40:20 Md. R. 1650); adopted permanently effective December 12, 2013 (40:24 Md. R. 2019)

Regulation .12A amended as an emergency provision effective December 12, 2023 (50:26 Md. R. 1130); amended permanently effective May 27, 2024 Md. R. 529)

Regulation .18 amended as an emergency provision effective December 12, 2023 (50:26 Md. R. 1130); amended permanently effective May 27, 2024 Md. R. 529)