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Code of Maryland Regulations
Title 31
§ 09
Chapter 12
Md. Code Regs. 31.09.12
Suitability in Annuity Transactions
Effective Oct 8, 2022
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.01
Purpose.
.02
Scope.
.03
Definitions.
.04
Best Interest Obligations.
.05
Supervision System.
.06
Prohibited Practices.
.07
Safe Harbor.
.08
Producer Training.
.09
Compliance and Penalties.
.10
Record Keeping.
.11
Producer Disclosure for Annuities Form.
.12
Consumer Refusal to Provide Information Form.
.13
Consumer Decision to Purchase Annuity Not Based on Recommendation Form.