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Md. Code Regs. 31.04.10 – Domestic Insurers—Insider Trading | Midpage
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Code of Maryland Regulations
Title 31
§ 04
Chapter 10
Md. Code Regs. 31.04.10
Domestic Insurers—Insider Trading
Effective Sep 7, 1998
.01
General.
.02
Conformity to Federal Rule.
.03
Exemption from Insurance Article, §3-119(e), Annotated Code of Maryland, of Certain Transactions Effected in Connection with a Distribution.
.04
Exemption from Insurance Article, §3-119(e), Annotated Code of Maryland, of Acquisitions of Shares of Stock and Stock Options under Certain Stock Bonus, Stock Option, or Similar Plans.
.05
Exemption from Insurance Article, §3-119(e), Annotated Code of Maryland, of Certain Transactions in which Securities Are Received by Redeeming Other Securities.
.06
Exemption from Insurance Article, §3-119(e), Annotated Code of Maryland, of Long-Term Profits Incident to Sales within 6 Months of the Exercise of an Option.
.07
Exemption from Insurance Article, §3-119(e), Annotated Code of Maryland, of Certain Acquisitions and Dispositions of Securities Pursuant to Merger or Consolidations.
.08
Exemption from Insurance Article, §3-119(e), Annotated Code of Maryland, of Transactions Involving the Deposit or Withdrawal of Equity Securities under a Voting Trust or Deposit Agreement.
.09
Exemption from Insurance Article, §3-119(e), Annotated Code of Maryland, of Transactions Involving the Conversion of Equity Securities.