1. A. Biographical affidavits shall be submitted on the individuals required by the applicable filing when:

   1. (1) An entity files an application for a certificate of authority using the NAIC Uniform Certificate of Authority Primary Application;
   2. (2) A foreign entity files an application for a certificate of authority using the Uniform Certificate of Authority Expansion Application;
   3. (3) A foreign entity files an application to redomesticate to Maryland using the Uniform Certificate of Authority Primary Application;
   4. (4) A person files a registration statement pursuant to Insurance Article, §7-603, Annotated Code of Maryland; and
   5. (5) Any person seeking to acquire control of an insurer or other entity files a statement pursuant to Insurance Article, §7-304, Annotated Code of Maryland.
2. B. Upon written request of the Commissioner and within 30 days of such a request, a foreign entity holding a current certificate of authority in this State that had a change in principal management shall provide a biographical affidavit for the affiant listed in the request.
3. C. For any change in principal management of a domestic entity, a person shall submit a biographical affidavit for the affiant within 30 days of the date of change.

Authority: Health-General Article, §§15-102.6, 19-705, 19-708, 19-7A-03, and 19-7A-04;
Insurance Article, §§2-109, 2-205(c), 4-108, 4-113(a)(7)—(9), 7-304, 7-603, 8-412, 8-417, 14-109(3), and 14-405; Annotated Code of Maryland

Effective date: June 12, 1969

Regulation .03 amended effective October 23, 1995 (22:21 Md. R. 1615)

Regulation .07 adopted and Appendix A repealed effective October 23, 1995 (22:21 Md. R. 1615)

Chapter recodified from COMAR 09.30.03 to COMAR 31.04.02 effective September 7, 1998 (25:18 Md. R. 1439)

Chapter revised effective November 5, 2007 (34:22 Md. R. 1979)

Chapter revised effective October 1, 2016 (43:18 Md. R. 1018)