1. A. Use of Subpoenas.

   1. (1) A subpoena is required to compel the person to whom it is directed to attend, give testimony, and produce designated documents or tangible things at a Commission proceeding or at a deposition held pursuant to Labor and Employment Article, §9-719(b), Annotated Code of Maryland.
   2. (2) On a request of a party to a claim on which issues are currently pending, the Commission shall issue a subpoena for relevant documentation to be produced at the office of the requesting party and distributed to all parties to the claim in accordance with §G of this regulation.

2. B. Procedure for Obtaining Subpoena.

   1. (1) A CompHub subscriber entitled to the issuance of a subpoena shall obtain a subpoena by using CompHub.
   2. (2) On the request of an individual who is entitled to the issuance of a subpoena and who is not a CompHub subscriber, the Commission shall provide a blank form of the subpoena which shall be filled in and returned to the Commission clerk to be signed and sealed before service.
   3. (3) Unless impracticable, subpoenas shall be served at least 10 days before the hearing.

3. C. Form of Subpoena.

   1. (1) Every subpoena shall contain:

      1. (a) The caption of the claim and claim number;
      2. (b) The name and address of the person to whom it is directed;
      3. (c) The name of the person at whose request it is issued;
      4. (d) The date, time, and place where attendance is required; and
      5. (e) A description of any documents or tangible things to be produced.

4. D. Medical Records and Financial Records.

   1. (1) Medical Records.

      1. (a) Every subpoena seeking the production of medical records shall comply with Health General Article, §4-306, Annotated Code of Maryland.
      2. (b) A party seeking medical records by subpoena shall certify that the party has complied with the notice provisions of Health General Article, §§4-305—4-307, Annotated Code of Maryland.

   2. (2) Financial Records or Information Derived from Financial Records.

      1. (a) Every subpoena seeking the production of financial records or information derived from financial records shall comply with Financial Institutions Article, §1-304, Annotated Code of Maryland.
      2. (b) A party seeking financial records or information derived from financial records by subpoena shall certify that the party has complied with the notice provisions of Financial Institutions Article, §1-304, Annotated Code of Maryland.

   3. (3) Within 30 days of the date that notice of intent to subpoena medical records was mailed, a person in interest may oppose the disclosure of their medical records by:

      1. (a) Filing an objection using the appropriate form with the Commission; and
      2. (b) Serving a copy of the objection to all parties.

   4. (4) Upon receipt of an objection to subpoena of medical records, the Commission shall schedule a hearing to determine:

      1. (a) Whether the subpoena should be quashed;
      2. (b) Whether the subpoena should be limited in scope or otherwise modified; and
      3. (c) Other appropriate relief.

5. E. Service of Subpoenas.

   1. (1) Subpoenas may be served:

      1. (a) In addition to any method allowed by law, in accordance with the Maryland Rules; or
      2. (b) By certified mail to an unrepresented individual.
   2. (2) The subpoena may not be enforced pursuant to Labor and Employment Article, §9-717, Annotated Code of Maryland, absent proof of service by certified mail or personal delivery.
   3. (3) Costs of certified mailing or personal delivery of the subpoena are the responsibility of the person requesting the service.
   4. (4) Proof of service by certified mail or personal delivery is the responsibility of the person requesting the subpoena.

6. F. Return of service shall be made as follows:

   1. (1) When service is by certified mail, by the filing of the original return receipt; or

   2. (2) When service is by personal delivery, by the filing of an affidavit, signed by the individual who made service, containing:

      1. (a) The name of the individual served;
      2. (b) The date on which the individual was served;
      3. (c) The particular place of service; and
      4. (d) A statement that the server is 18 years old or older and not a party to the proceeding or related by blood or marriage to a party to the proceeding.
7. G. Distribution of Documentation. Except as otherwise provided by law, the requesting party shall serve promptly on all other parties to the claim copies of all documentation produced in response to a subpoena.

8. H. Enforcement of Subpoenas.

   1. (1) If an individual fails to comply with a properly served subpoena, pursuant to Labor and Employment Article, §9-717, Annotated Code of Maryland, the party wishing to enforce the subpoena shall file with the Commission a written request for the enforcement of the subpoena.

   2. (2) The request shall:

      1. (a) State, with specificity:

         1. (i) When and how the subpoena was served; and
         2. (ii) Why the testimony or documents sought are necessary for the resolution of the issue; and
      2. (b) Be accompanied by copies of the subpoena and any proof of service, return receipt, or affidavit.
   3. (3) Upon determining that the subpoena was issued and served in compliance with the law, the Commission may and, on request of a party to the proceeding, shall apply to the appropriate circuit court for an order to show cause why the individual should not be imprisoned for failing to comply with a subpoena.
9. I. Sanctions. If the Commission, after an evidentiary hearing, determines that a subpoena was requested in bad faith, the Commission may assess against the requesting party the whole cost of the proceeding, including reasonable attorney’s fees.

Authority: Health-General Article, §§4-303 and 4-305;
Labor and Employment Article, §§9-309, 9-310, 9-311, 9-602, 9-625, 9-635, 9-701, 9-717, 9-720, 9-721, 9-726, 9-731, and 9-739; Annotated Code of Maryland

Effective date:

Regulation .01 adopted as an emergency provision effective August 1, 1987 (14:17 Md. R. 1869); emergency status expired July 31, 1988

Regulation .01 adopted effective August 1, 1988 (15:14 Md. R. 1655)

Regulation .01 amended effective August 1, 1991 (18:13 Md. R. 1484)

Regulation .01 repealed and new Regulation .01 adopted effective July 1, 1996 (23:12 Md. R. 872)

Regulation .01 amended effective September 1, 2004 (31:13 Md. R. 995)

Regulation .01 amended as an emergency provision effective February 1, 2006 (33:5 Md. R. 517); amended permanently effective June 5, 2006 (33:11 Md. R. 951)

Regulation .02 adopted as an emergency provision effective August 31, 2001 (28:19 Md. R. 1681); adopted permanently effective October 29, 2001 (28:21 Md. R. 1858)

Regulations .01—.02 repealed and new Regulations .01—.08 adopted effective March 24, 2008 (35:6 Md. R. 699)

Regulation .03F amended as an emergency provision effective April 4, 2008, (35:9 Md. R. 895); amended permanently effective September 8, 2008 (35:18 Md. R. 1501)

Regulation .03G amended effective March 5, 2012 (39:4 Md. R. 338)

Regulations .01—.08, Guide of Medical and Surgical Fees, recodified from COMAR 14.09.03 to COMAR 14.09.08, Guide of Medical and Surgical Fees, effective March 3, 2014 (41:4 Md. R. 304)

Regulations .01—.15, Hearing Procedures adopted effective March 3, 2014 (41:4 Md. R. 304)

Regulation .02C amended effective April 8, 2019 (46:7 Md. R. 370)

Regulation .05 amended effective September 15, 2014 (41:18 Md. R. 1010)

Chapter revised effective October 18, 2021 (48:21 Md. R. 890)