1. A. If the applicant is not an individual, the application documents shall include a list of the individuals who are serving, or who are designated to serve, during the first year after the date the application documents are submitted to the Commission, either as a director, officer, partner, or an individual having key management responsibility.

2. B. For each individual listed under §A of this regulation, the applicant shall provide:

   1. (1) The individual's name and address;
   2. (2) Each position or office of the applicant held by the individual;
   3. (3) The individual's principal occupation during the 5-year period preceding the date on which the application documents are submitted to the Commission; and
   4. (4) The nature and extent of any ownership interest that the individual has in the applicant.

Authority: Business Regulation Article, §11-210, Annotated Code of Maryland

Effective date: December 13, 1999 (26:25 Md. R. 1897)