A. An individual required to provide information under Regulation .10 of this chapter shall also submit a set of the individual's fingerprints and complete a background form supplied by the Commission which includes a statement disclosing whether the individual has ever been:
- (1) Arrested;
- (2) Convicted of, pled nolo contendere to, or received probation before judgement for, a felony or misdemeanor, other than a misdemeanor traffic offense;
- (3) Sanctioned by a government agency related to horse racing;
- (4) Found liable in connection with a civil action related to horse racing;
- (5) A debtor in a bankruptcy proceeding; or
- (6) Denied a bond.
- B. The forms submitted in compliance with this regulation shall be submitted under separate cover labeled “Background Investigation Forms—Confidential” and include the fingerprint cards required by this regulation.
Authority: Business Regulation Article, §11-210, Annotated Code of Maryland
Effective date: December 13, 1999 (26:25 Md. R. 1897)