Md. Code Regs. 02.02.09.08
Combinations and Reorganizations—Investment Companies.
Effective Aug 24, 199825:17 Md. R. 1358Corporations and Associations Article, §§11-203, 11-501, 11-503.1, 11-506, 11-510.1, 11-513, and 11-802, Annotated Code of Maryland
A. Surviving Issuer. Within 15 days after the combination or reorganization of two or more issuers:
- (1) A surviving issuer with an effective notice filing in Maryland shall amend its notice filing in accordance with Regulation .04F of this chapter;
- (2) A surviving issuer without an effective notice filing in Maryland shall submit a notice filing in accordance with Regulation .04 of this chapter.
- B. Terminating Issuers. Within 15 days after the combination or reorganization of two or more issuers, issuers terminating their offerings in Maryland shall make the filings required by Regulation .07 of this chapter.
Authority: Corporations and Associations Article, §§11-203, 11-501, 11-503.1, 11-506, 11-510.1, 11-513, and 11-802, Annotated Code of Maryland
Effective date: August 24, 1998 (25:17 Md. R. 1358)
Regulations .09, .10 adopted effective December 28, 1998 (25:26 Md. R. 1918)