1. A. In this chapter, the following terms have the meanings indicated.

2. B. Terms Defined.

   1. (1) “Federal covered security” has the meaning stated in Corporations and Associations Article, §11-101(f), Annotated Code of Maryland.
   2. (2) “Investment company” has the meaning stated in §3 of the Investment Company Act of 1940, 15 U.S.C. §80a-3.
   3. (3) “Registration statement” has the meaning stated in §2(a)(8) of the Securities Act of 1933, 15 U.S.C. §77b(a)(8).
   4. (4) “Unit investment trust” has the meaning stated in §4(2) of the Investment Company Act of 1940, 15 U.S.C. §80a-4(2).

Authority: Corporations and Associations Article, §§11-203, 11-501, 11-503.1, 11-506, 11-510.1, 11-513, and 11-802, Annotated Code of Maryland

Effective date: August 24, 1998 (25:17 Md. R. 1358)

Regulations .09, .10 adopted effective December 28, 1998 (25:26 Md. R. 1918)