Md. Code Regs. 02.02.08.11
The following form shall be filed by franchisors claiming exemptions under Regulation .10D, E, F, or G of this chapter:
FORM F-1
NOTICE OF EXEMPTION UNDER THE MARYLAND FRANCHISE REGISTRATION AND DISCLOSURE LAW
Pursuant to COMAR 02.02.08.10
This Notice of Exemption shall be accompanied by a filing fee of $250.00 payable by check to: Office of the Attorney General. This Notice shall be considered filed with the Division for purposes of COMAR 02.02.08.10 as of the date on which the Notice is received by the Division or, if received by the Division after the date on which it is due, as of the date prior to the due date on which it was mailed by means of United States registered or certified mail to the Maryland Division of Securities, Office of the Attorney General, 200 St. Paul Place, 20th Floor, Baltimore, Maryland 21202-2020.
This form is being filed to claim the following exemption from the registration requirements of the Maryland Franchise Registration and Disclosure Law. (CHECK ONE)
_______02.02.08.10D—SEASONED FRANCHISOR
(If relying on this exemption, include with this filing the financial statements required by this regulation.)
_______02.02.08.10E—SOPHISTICATED FRANCHISEE
_______02.02.08.10F—INSTITUTIONAL FRANCHISEE
_______02.02.08.10G—EXEMPTION BY ORDER
(If relying on this exemption, include with this filing a copy of the Commissioner's order.)
Complete mailing address, telephone number, and facsimile number of Offeree:
Mailing Address:_________________________
Telephone: (___) ________________________
Facsimile: (___) ________________________:
6. In the event that(a) the Franchisor, (b) any of its officers, directors, or general partners, (c) any franchise broker offering or selling its franchises in Maryland, or (d) any salesperson offering or selling its franchises in Maryland, is or has been the subject of any of the following actions or events, please provide the detailed information requested (attach additional sheets):
B. During the 10-year period immediately preceding the date of the offering circular:
C. With respect to each question above answered “Yes”, state:
DATE ________________________
AUTHORIZED SIGNATURE ___________________________
PRINTED NAME OF SIGNATORY Complete mailing address, telephone number, and facsimile number if different from item 2 above: ( )
Authority: Business Regulation Article, §14-206, Annotated Code of Maryland
Effective date:
Regulations .01—.08 adopted as an emergency provision effective December 2, 1977 (4:26 Md. R. 2005); emergency status extended at 5:8 Md. R. 587
Regulations .01—.08 adopted effective May 5, 1978 (5:9 Md. R. 683) (Recodified from COMAR 02.02.04 to 02.02.10)
Regulations .02—.08 recodified to Regulations .02—.12 and amended effective May 19, 1986 (13:10 Md. R. 1154)
Regulation .02C amended effective October 29, 1990 (17:21 Md. R. 2525)
Regulation .04 amended effective October 29, 1990 (17:21 Md. R. 2525)
Regulation .10A amended and .10B adopted effective October 29, 1990 (17:21 Md. R. 2525)
Regulation .12B amended effective October 29, 1990 (17:21 Md. R. 2525)
Regulation .13 adopted effective April 15, 1991 (18:7 Md. R. 770)
Regulations .01—.13 under COMAR 02.02.10 repealed effective January 17, 1994 (21:1 Md. R. 27)
Regulations .01—.17 adopted effective January 17, 1994 (21:1 Md. R. 27)
Regulation .01B amended effective May 23, 1994 (21:10 Md. R. 840)
Regulation .04A amended and C adopted effective May 23, 1994 (21:10 Md. R. 840)
Regulation .10G amended effective May 23, 1994 (21:10 Md. R. 840)
Chapter revised effective December 18, 1995 (22:25 Md. R. 1960)
Regulation .04B amended effective June 29, 1998 (25:13 Md. R. 992)
Regulation .08F amended effective June 29, 1998 (25:13 Md. R. 992)
Regulation .09B amended effective June 29, 1998 (25:13 Md. R. 992)
Regulation .10B, D, H amended effective June 29, 1998 (25:13 Md. R. 992)
Regulation .11 amended effective June 29, 1998 (25:13 Md. R. 992)
Regulation .18 adopted effective June 29, 1998 (25:13 Md. R. 992)