Collections
Code of Maryland Regulations
Title 02
§ 02
Chapter 04
Md. Code Regs. 02.02.04
Exemption from Registration Regulations
Effective Sep 1, 1995
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.01
Requirements for Compliance with Not-for-Profit Exemption.
.02
Employee Benefit Plans.
.03
Existing Security Holder Exemption.
.04
Designated Institutional Investor.
.05
Recognized Securities Manuals.
.06
Designated Exchange Exemption.
.07
Designated Clearing Agency Exemption.
.08
Bank Securities.
.09
Maryland Limited Offering Exemption (MLOE): Scope and Definitions.
.10
MLOE: Generally Applicable Conditions.
.11
MLOE: Local Issuer Exemption.
.12
MLOE: General Transactional Exemption.
.13
MLOE: Insignificant Deviations.
.14
Exemption from the Maryland Securities Act, Corporations and Associations Article, §11-601(16), Annotated Code of Maryland, for Certain Securities.
.15
Coordination with SEC Rule 505 or 506.
.16
Vacant
.17
Exemption from the Maryland Securities Act, Corporations and Associations Article, §11-602(17), Annotated Code of Maryland, for Certain Transactions.