The Commissioner will permit the use of the Uniform Application Form adopted by the North American Securities Administrators Association and the Uniform Application to Register Securities (Form U-1) adopted by the Midwest Securities Commissioners Association in connection with the registration of securities by coordination, provided, however, that no instruction, undertaking, or other matter appearing in the forms shall be deemed to modify, or in any way affect, the application of the requirements of the Maryland Securities Act and of the rules and regulations under it to the registration.

Authority: Corporations and Associations Article, §11-203, Annotated Code of Maryland

Effective date:

Regulations .01—.05 effective June 1, 1962

Regulation .03 repealed effective April 15, 1991 (18:7 Md. R. 770)

Regulation .06 effective December 1, 1968

Regulation .07 effective December 1, 1972; repealed effective July 1,

1983 (10:6 Md. R. 551)

Regulation .07 adopted effective May 7, 1984 (11:9 Md. R. 795)

Regulation .08 effective December 1, 1974

Regulation .09 adopted effective August 6, 1990 (17:15 Md. R. 1853)

Regulation .09E adopted effective April 1, 1991 (18:6 Md. R. 684)

Regulation .10 adopted effective August 6, 1990 (17:15 Md. R. 1853)

Regulation .10D—F amended effective April 1, 1991 (18:6 Md. R. 684)

Regulation .11 adopted effective May 9, 1994 (21:9 Md. R. 749)

Regulation .12 adopted effective May 9, 1994 (21:9 Md. R. 749)

Regulation .21 adopted effective October 20, 1978 (5:21 Md. R. 1585)

Regulation .21 repealed effective August 6, 1990 (17:15 Md. R. 1853)