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Fraudulent and Other Prohibited Practices | Midpage
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Maryland Code
Corporations and Associations
Title 11
3
Fraudulent and Other Prohibited Practices
State of Maryland
11-301
Sales and purchases
11-302
Investment advisors
11-303
Misleading statements
11-304
Prohibited representations concerning effect of registration or exemption
11-305
Prohibited representations concerning senior or retiree credential or designation
11-306
Dishonest or unethical practices
11-307
Notification of possible financial exploitation; delay of disbursement