Mass. Gen. Laws ch. 110A – Uniform Securities Act | Midpage

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Massachusetts General Laws

Chapter 110A

Mass. Gen. Laws ch. 110A

Uniform Securities Act

101Sales and Purchases 102Advisory Activities 201Registration Requirement 202Registration Procedure 203Post–Registration Provisions 203ADocument disclosing material facts 204Denial, Revocation, Suspension, Cancellation, and Withdrawal of Registration 301Registration Requirement 302Registration by Coordination 303Registration by Qualification 304Provisions Applicable to Registration Generally 305Denial, Suspension, and Revocation of Registration 306Federal covered securities 401Definitions 402Exemptions 403Filing of Sales and Advertising Literature 404Misleading Filings 405Unlawful Representations Concerning Registration or Exemption 406Administration of Chapter 407Investigations and Subpoenas 407AViolations; Cease and Desist Orders; Costs 408Injunctions 409Criminal Penalties 410Civil Liabilities 411Judicial Review of Orders 412Rules, Forms, Orders, and Hearings 413Administrative Files and Opinions 414Scope of the Act and Service of Process 415Statutory Policy 416Short Title 417Severability of Provisions