Investment Securities | Midpage8-101Short Title8-102Definitions8-103Rules for Determining Whether Certain Obligations and Interests are Securities or Financial Assets8-104Acquisition of Security or Financial Asset or Interest Therein8-105Notice of Adverse Claim8-106Control8-107Whether Indorsement, Instruction, or Entitlement Order is Effective8-108Warranties in Direct Holding8-109Warranties in Indirect Holding8-110Applicability; Choice of Law8-111Clearing Corporation Rules8-112Creditor's Legal Process8-113Statute of Frauds Inapplicable8-114Evidentiary Rules Concerning Certificated Securities8-115Securities Intermediary and Others Not Liable to Adverse Claimant8-116Securities Intermediary as Purchaser for Value8-201Issuer8-202Issuer's Responsibility and Defenses; Notice of Defect or Defense8-203Staleness as Notice of Defect or Defense8-204Effect of Issuer's Restriction on Transfer8-205Effect of Unauthorized Signature on Security Certificate8-206Completion or Alteration of Security Certificate8-207Rights and Duties of Issuer with Respect to Registered Owners8-208Effect of Signature of Authenticating Trustee, Registrar, or Transfer Agent8-209Issuer's Lien8-210Overissue8-301Delivery8-302Rights of Purchaser8-303Protected Purchaser8-304Indorsement8-305Instruction8-306Effect of Guaranteeing Signature, Indorsement, or Instruction8-307Purchaser's Right to Requisites for Registration of Transfer8-401Duty of Issuer to Register Transfer8-402Assurance that Indorsement or Instruction is Effective8-403Demand that Issuer Not Register Transfer8-404Wrongful Registration8-405Replacement of Lost, Destroyed, or Wrongfully Taken Security Certificate8-406Obligation to Notify Issuer of Lost, Destroyed, or Wrongfully Taken Security Certificate8-407Authenticating Trustee, Transfer Agent, and Registrar8-501Securities Account; Acquisition of Security Entitlement from Securities Intermediary8-502Assertion of Adverse Claim Against Entitlement Holder8-503Property Interest of Entitlement Holder in Financial Asset Held by Securities Intermediary8-504Duty of Securities Intermediary to Maintain Financial Asset8-505Duty of Securities Intermediary with Respect to Payments and Distributions8-506Duty of Securities Intermediary to Exercise Rights as Directed by Entitlement Holder8-507Duty of Securities Intermediary to Comply with Entitlement Order8-508Duty of Securities Intermediary to Change Entitlement Holder's Position to Other Form of Security Holding8-509Specification of Duties of Securities Intermediary by Other Statute or Regulation; Manner of Performance of Duties of Securities Intermediary and Exercise of Rights of Entitlement Holder8-510Rights of Purchaser of Security Entitlement from Entitlement Holder8-511Priority Among Security Interests and Entitlement Holders