Regulations under Section 1525 of the Act | Midpage

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Louisiana Administrative Code

Subchapter B

Regulations under Section 1525 of the Act

State of Louisiana

7509Filing of Statements 7511Ownership of More than 10 Percent of an Equity Security 7513Disclaimer of Beneficial Ownership 7515Exemptions from Sections 1525 and 1526 of the Act 7517Exemption from the Act of Securities Purchased or Sold by Odd-Lot Dealers 7519Certain Transactions Subject to Section 1525 of the Act 7521Ownership of Securities Held in Trust 7523Exemption for Small Transactions 7525Exemption from Section 1526 of the Act of Transactions which Need Not Be Reported under Section 1525