17-9-9

Kan. Admin. Regs. § 17-9-9

Investment securities; no transaction as principal.

Effective Aug 9, 1996Authorized by K.S.A. 9-1713; implementing K.S.A. 1995 Supp. 9-1101Office of the State Bank Commissioner

Except with the prior approval of the commissioner, a bank shall not participate as a principal in the marketing of investment securities.

(Authorized by K.S.A. 9-1713; implementing K.S.A. 1995 Supp. 9-1101; effective Aug. 9, 1996.)