Ind. Admin. Code tit. 760, r. 6-2-5
Authority: IC 27-1-6-21
Affected: IC 27; IC 34-18-5-2
Sec. 5. The following are base violation fines and civil penalties, which may be adjusted to a higher or lower amount based on mitigating or aggravating factors set forth in sections 3 and 4 of this rule:
| Legal Citation | General Description of Violation | Base Violation Fine or Civil Penalty |
|---|---|---|
| 760 IAC 1-73-2(c) | Professional employer organization failure to inform of material change | $2,000 |
| 760 IAC 4-7-1(c); 760 IAC 4-7-1(d) | Noncompliance with navigator/application organization law | $50 to $10,000 per violation |
| 760 IAC 1-6.2-11(f)(2) | Bail agents/recovery agents; material alteration to certificate of completion | $2,000 |
| IC 27-1-3-20(f) | Transacting insurance without a certificate of authority | $5,000 |
| IC 27-1-15.6-12(f) | Noncompliance with insurance producer laws | $2,000 |
| IC 27-1-15.6-15(f) | Noncompliance with termination of appointment notification | $5,000 |
| IC 27-1-15.9-16(b) | Penalty for noncompliance with portable electronic insurance law | $2,000 |
| IC 27-1-16.1-15(b) | Penalty for noncompliance with self-storage insurance law | $2,000 |
| IC 27-1-23-2.5(n) | Violation of cease and desist order; competitive standards noncompliance | $2,000 |
| IC 27-1-23-2.5(o) | Noncompliance with holding company filing requirements | $10,000 |
| IC 27-1-23-5(c) | Noncompliance with insurance holding company system examination requirements | Up to $200 per day |
| IC 27-1-23-8.1(c) | Officer, director, or employee of insurance holding company system making false statements | $200,000 |
| IC 27-1-23-8.1(d) | Officer or director of an insurance holding company system intentional violations | $2,000 |
| IC 27-1-23-8.1(e) | Insurance holding company system noncompliance | $200,000 |
| IC 27-1-25-12.4(d) | Noncompliance with insurance administrator law | $5,000 |
| IC 27-1-28-18(e) | Noncompliance with independent adjuster law | $2,000 |
| IC 27-1-33-10(a) | Noncompliance with managing general agent law | $1,000 |
| IC 27-1-43.2-15 | Noncompliance with service contracts law | $2,000 |
| IC 27-1-45-9 | Noncompliance with health facility compensation law | $200 |
| IC 27-1-46-17 | Provider facility failure to provide estimate or communication about right to estimate | $200 |
| IC 27-1-49-10 | Noncompliance with individual prescription drug rebate law | $2,000 |
| IC 27-1-50-13 | Noncompliance with group prescription drug rebate law | $2,000 |
| IC 27-2-17-6(c) | Discrimination in insurance | $400 |
| IC 27-2-25-16 | Health carrier noncompliance with requirement to provide good faith estimates | $200 |
| IC 27-2-28-12 | Noncompliance with requirement to provide notice to policyholder of material change to personal automobile or homeowner's policy | $1,000 |
| IC 27-4-1-6 | Unfair competition; deceptive acts and practices | $5,000 per act or violation / $10,000 per act or violation if the person knew or should have known of violation |
| IC 27-4-1-12 | Violation of cease and desist order; unfair competition; deceptive acts and practices | $5,000 |
| IC 27-5.1-2-28 | Noncompliance with farm mutual insurance company law | $2,000 |
| IC 27-7-17.5-9(b) | Dental plans setting fees for dental services; noncompliance with law | $2,000 |
| IC 27-8-5.7-8 | Insurer failure to pay clean claim | Between 85% and 95% of clean claims paid: $2,000 Between 60% and 85% of clean claims paid: $20,000 Less than 60% of clean claims paid: $150,000 |
| IC 27-8-16-12(d) | Noncompliance with medical claims review agent law | $1,000 |
| IC 27-8-17-17(d) | Noncompliance with health care utilization review agent law | $1,000 |
| IC 27-8-19.8-19 | Violations of viatical settlement provider law | $2,000 |
| IC 27-10-2-14(e) | Noncompliance with requirement of insurers, bail agents, or firm or agency to file sworn statement relating to unpaid late surrender fees and judgments | $2,000 |
| IC 27-10-3-8(c) | Noncompliance with bail law by bail agents and recovery agents | $2,000 |
| IC 27-10-3-9(d) | Noncompliance with bail law by bail agents and recovery agents | $2,000 |
| IC 27-13-24-1(b) | Noncompliance with health maintenance organization law | $5,000 |
| IC 27-13-36.2-6 | Health maintenance organization failure to pay clean claims | Between 85% and 95% of clean claims paid: $2,000 Between 60% and 85% of clean claims paid: $20,000 Less than 60% of clean claims paid: $150,000 |
| IC 27-17-14-1 | Noncompliance with discount medical program law | $10,000 |
| IC 27-19-4-3(b) | Noncompliance with navigator/application organization law | $2,000 |
| IC 34-18-5-2 | Failure of hospital to carry out risk management system | 10% of surcharge amount |
| IC 27-7-2 | Failure to comply with worker's compensation laws | $200 per violation $2,000 per willful violation |
| IC 27-6-9-25 | Failure to comply with reinsurance intermediary laws | $1,000 |
| IC 27-13-34 | Noncompliance with limited health maintenance organization laws | $500 |
(Department of Insurance; 760 IAC 6-2-5; filed Sep 9, 2025, 1:57 p.m.: 20251008-IR-760250163FRA)