§ 6

Ind. Admin. Code tit. 710, r. 6-1-6

"Respondent" defined

Effective Jan 12, 2026Published Feb 11, 202620260211-IR-710250231FRAIC 23-2-2.5-42 ; IC 23-2-2.5-47 ; IC 23-2.5-11-6 ; IC 23-19-6-1Securities Division

Authority: IC 23-2-2.5-42; IC 23-2-2.5-47; IC 23-2.5-11-6; IC 23-19-6-1

Affected: IC 23-2-2.5-1; IC 23-19-1-2

Sec. 6. "Respondent" means the responding party in legal proceedings that a fine or civil penalty has been imposed against.

(Securities Division; 710 IAC 6-1-6; filed Jan 12, 2026, 4:22 p.m.: 20260211-IR-710250231FRA)