Ind. Admin. Code tit. 71, r. 10-7-1
Authority: IC 4-31-3-9; IC 4-31-12-15; IC 4-31-12-16
Affected: IC 4-31-13-1; IC 4-31-13-2
Sec. 1. (a) The following are the civil penalty base violation fines, which may be adjusted to a higher or lower amount based on mitigating or aggravating factors listed in 71 IAC 10-6-2 and 71 IAC 10-6-3:
| Legal Citation | General Description of Violation | Base Violation Fine |
|---|---|---|
| 71 IAC 3-1-3 | Prohibited practices by racing officials | $250 |
| 71 IAC 3.5-1-4 | Prohibited practices by racing officials | $250 |
| 71 IAC 4-3-15(e) | Pylon violation | $200 if horse placed in race, $100 if inquiry without placing |
| 71 IAC 5-1-1(a) | Participation in pari-mutuel racing without a license | $2,500 |
| 71 IAC 5-1-26 | Failure to cooperate with commission representatives or association security | $250 |
| 71 IAC 5-3-2 | Trainer responsibility regarding presence of drug, medication, or other substance in horse | ARCI penalty |
| 71 IAC 5-3-3(a)(1) through 71 IAC 5-3-3(a)(4) | Trainer responsibility regarding stable cleanliness, safety, and employee rosters | $100 |
| 71 IAC 5-3-3(a)(5) | Trainer responsibility regarding horse identity, care, health, condition, and safety | $250 |
| 71 IAC 5-3-3(a)(6) | Horse ownership disclosure violation | $2,500 |
| 71 IAC 5-3-3(a)(7) | Trainer requirement to train horses they own (fine applies when horse races for another trainer) | $500 |
| 71 IAC 5-3-3(a)(8) | Trainer fails to register horse with racing secretary | $100 |
| 71 IAC 5-3-3(a)(9) | Trainer fails to use commission licensed veterinarian when on licensed premises | $500 |
| 71 IAC 5-3-3(a)(10) | Trainer fails to report gelding | $100 |
| 71 IAC 5-3-3(a)(11) | Trainer fails to report denerving | $1,000 |
| 71 IAC 5-3-3(a)(12) | Trainer fails to report serious illness in horses | $250 |
| 71 IAC 5-3-3(a)(13) | Trainer fails to report horse death | $250 |
| 71 IAC 5-3-3(a)(14) | Trainer fails to maintain medication treatment records | $100 |
| 71 IAC 5-3-3(a)(15) | Trainer fails to report prohibited drug administrations | $2,500 |
| 71 IAC 5-3-3(a)(17) | Trainer responsibility to ensure horses are eligible when entered | $100 |
| 71 IAC 5-3-3(a)(19) | Horse scratched for improper shoes, bandages, or other equipment | $250 |
| 71 IAC 5-3-3(a)(20) | Horse scratched for equipment used obstructing visibility of head or saddle pad | $250 |
| 71 IAC 5-3-3(a)(21) | Trainer responsibility for horse timely reporting to paddock | $100 |
| 71 IAC 5-3-3(a)(22) | Trainer or designee fails to attend to their own horse in paddock | $200 |
| 71 IAC 5-3-3(a)(23) | Trainer fails to instruct driver to give best effort | $100 |
| 71 IAC 5-3-3(a)(24) | Trainer or designee responsibility for attending to horse in test barn | $100 |
| 71 IAC 5-3-3(a)(25) | Trainer responsibility for notifying owner of positive drug test | $100 |
| 71 IAC 5-3-3(a)(26) | Trainer fails to notify owner of suspension or revocation of trainer's license | $100 |
| 71 IAC 5-3-3(a)(27) | Trainer fails to protect and guard horses in their care | $250 |
| 71 IAC 5-3-3(a)(28) | Trainer responsibility for accounting for fees | $100 |
| 71 IAC 5-3-3(a)(29) | Trainer responsibility for determining training regimen | $500 |
| 71 IAC 5-3-3(a)(30) | Trainer responsibility for ensuring owners are licensed before racing | $100 |
| 71 IAC 5-3-3(a)(31) | Trainer responsibility for notifying judges or commission of practicing veterinarian being in contact with entered horse within 24 hours of race | $500 |
| 71 IAC 5-3-3(c) | Trainer assigning duties to ineligible/unlicensed persons | $500 |
| 71 IAC 5-3-3(d) | Trainer assuming responsibilities for a horse not under the trainer's active care, custody, and supervision | $500 |
| 71 IAC 5-3-3(e) | Trainer practicing under name other than their true name | $250 |
| 71 IAC 5-3-3.1 | "In Today" violations | $250 |
| 71 IAC 5-3-4 | Trainer wagering on horses or entries not their own | $5,000 |
| 71 IAC 5-4-2 | Driver leaving paddock area without permission | $100 |
| 71 IAC 5.5-1-1(a) | Participation in pari-mutuel racing without license | $250 |
| 71 IAC 5.5-1-8 | Employing or harboring unlicensed persons on grounds; employer duty to report discharge of licensed employee | $100 |
| 71 IAC 5.5-1-10.1 | Employer required to carry workers' compensation insurance | $250 |
| 71 IAC 5.5-1-25 | Safety helmet violation | $100 |
| 71 IAC 5.5-1-26 | Safety vest violation | $100 |
| 71 IAC 5.5-1-28 | Failure to cooperate with commission representatives or association security | $250 |
| 71 IAC 5.5-1-29 | Duty to report irregularities | $100 |
| 71 IAC 5.5-3-2 | Trainer responsibility regarding presence of drug, medication, or other substance in horse | ARCI penalty |
| 71 IAC 5.5-3-3(a)(1) through 71 IAC 5.5-3-3(a)(4) | Trainer responsibility regarding stable cleanliness, safety, and employee rosters | $100 |
| 71 IAC 5.5-3-3(a)(5) | Trainer responsibility regarding horse identity, care, health, condition, and safety | $250 |
| 71 IAC 5.5-3-3(a)(6) | Horse ownership disclosure violation | $250 |
| 71 IAC 5.5-3-3(a)(7) | Trainer requirement to train horses they own (fine applies when horse races for another trainer) | $500 |
| 71 IAC 5.5-3-3(a)(8) | Trainer fails to register horse with racing secretary | $100 |
| 71 IAC 5.5-3-3(a)(9) | Trainer fails to use commission licensed veterinarian when on licensed premises | $500 |
| 71 IAC 5.5-3-3(a)(10) | Trainer fails to report gelding | $100 |
| 71 IAC 5.5-3-3(a)(11) | Trainer fails to report denerving | $1,000 |
| 71 IAC 5.5-3-3(a)(12) | Trainer fails to report serious illness in horses | $250 |
| 71 IAC 5.5-3-3(a)(13) | Trainer fails to report horse death | $250 |
| 71 IAC 5.5-3-3(a)(14) | Trainer fails to maintain medication treatment records | $100 |
| 71 IAC 5.5-3-3(a)(15) | Trainer fails to report prohibited drug administrations | $2,500 |
| 71 IAC 5.5-3-3(a)(17) | Trainer responsibility to ensure horses are eligible when entered | $100 |
| 71 IAC 5.5-3-3(a)(19) | Horse scratched for improper shoes, bandages, or other equipment | $250 |
| 71 IAC 5.5-3-3(a)(20) | Trainer responsibility for horse timely reporting to paddock | $100 |
| 71 IAC 5.5-3-3(a)(21) | Trainer fails to attend to their own horse in paddock | $100 |
| 71 IAC 5.5-3-3(a)(22) | Trainer fails to instruct jockey to give best effort | $100 |
| 71 IAC 5.5-3-3(a)(23) | Trainer or designee responsibility for attending to horse in test barn | $100 |
| 71 IAC 5.5-3-3(a)(24) | Trainer responsibility for notifying owner of positive drug test | $100 |
| 71 IAC 5.5-3-3(a)(25) | Trainer fails to notify owner of suspension or revocation of trainer's license | $100 |
| 71 IAC 5.5-3-3(a)(26) | Trainer fails to protect and guard horses in their care | $250 |
| 71 IAC 5.5-3-3(a)(27) | Trainer responsibility for accounting for fees | $100 |
| 71 IAC 5.5-3-3(a)(28) | Trainer responsibility for determining training regimen | $500 |
| 71 IAC 5.5-3-3(a)(29) | Trainer responsibility for ensuring owners are licensed before racing | $250 |
| 71 IAC 5.5-3-3(a)(30) | Trainer responsibility for notifying stewards of practicing veterinarian in contact with entered horse within 24 hours of race | $500 |
| 71 IAC 5.5-3-3(c) | Trainer assigning duties to ineligible/unlicensed persons | $500 |
| 71 IAC 5.5-3-3(d) | Trainer assuming responsibilities for a horse not under the trainer's active care, custody, and supervision | $500 |
| 71 IAC 5.5-3-3(e) | Trainer practicing under name other than their true name | $250 |
| 71 IAC 5.5-3-3(f) | Trainer training for another licensed trainer in Indiana | $250 |
| 71 IAC 5.5-3-3.1 | "In Today" violations | $250 |
| 71 IAC 5.5-3-4 | Trainer wagering on horses or entries not their own | $5,000 |
| 71 IAC 5.5-4-4(a) | Jockey responsibility to give best effort | $500 |
| 71 IAC 5.5-4-4(f) | Jockey uniform responsibility | $100 |
| 71 IAC 5.5-4-5 | Jockey wagering restrictions | $5,000 |
| 71 IAC 5.5-4-6 | Prohibition against competing in race against horse belonging to or trained by spouse | $500 |
| 71 IAC 5.5-5-2 | Jockey agent limitations | $500 |
| 71 IAC 5.5-5-3 | Jockey agent responsibility violations | $500 |
| 71 IAC 5.5-5-4 | Jockey agent area prohibitions | $100 |
| 71 IAC 5.5-5-5 | Jockey agent withdrawal requirement | $100 |
| 71 IAC 6-1-3(o) | Claimed horse racing restrictions | $500 |
| 71 IAC 6-1-3(v) | Claimed horse restriction on racing at prohibited locations | $500 |
| 71 IAC 6.5-1-1(a) | Claimed horse warranties | $1,000 |
| 71 IAC 6.5-1-1(f) | In-foal filly or mare claiming race requirements | $1,000 |
| 71 IAC 6.5-1-4(a) through 71 IAC 6.5-1-4(d); 71 IAC 6.5-1-4(h) | Claiming restrictions regarding claiming and transfers | $1,000 |
| 71 IAC 7-1-4 | Disclosing horse ownership | $2,500 |
| 71 IAC 7-1-5(b) | Changing trainer for horse entered and drawn to start | $200 |
| 71 IAC 7-1-5(c) | Improper listing of trainer for horse | $2,500 |
| 71 IAC 7-1-33 | Horse leaving paddock after checking into paddock | $200 |
| 71 IAC 7-1-34 | Horse stabled on grounds leaving before race without permission | $200 |
| 71 IAC 7-2-3.5(e) | Lack of reasonable effort to reach the fair start pole | $100 |
| 71 IAC 7-2-7 | Violations incurred before or during start of race | $100 |
| 71 IAC 7-2-9(b) | Driver fails to follow instruction of starter | $100 |
| 71 IAC 7-3-3 | Driver/trainer/owner wagering on horses other than their own | $2,500 |
| 71 IAC 7-3-4 | Drivers conversing in or after entering paddock before race | $100 |
| 71 IAC 7-3-5 | Driver safety helmet | $100 |
| 71 IAC 7-3-6 | Driver attire | $500 |
| 71 IAC 7-3-7 | Driving rules during race | $200 |
| 71 IAC 7-3-9(a) | Late driver change after scratch time | $100 |
| 71 IAC 7-3-9(d) | Failure to drive when programmed | $100 each missed drive |
| 71 IAC 7-3-11 | Driver personal conduct during race | $100 |
| 71 IAC 7-3-12 | Driver improperly placing feet in stirrups | $200 |
| 71 IAC 7-3-13 | Whip restriction violation | $250 |
| 71 IAC 7-3-17 | Driver breaks to fraudulently lose heat | $500 |
| 71 IAC 7-3-25(2) | Disorderly conduct – appearing in paddock in unfit condition | $250 |
| 71 IAC 7-3-25(3) | Disorderly conduct - fighting | $500 |
| 71 IAC 7-3-25(4) | Disorderly conduct – assault | $500 |
| 71 IAC 7-3-25(5) | Disorderly conduct – offensive language | $500 |
| 71 IAC 7-3-25(6) | Disorderly conduct – smoking violation | $50 |
| 71 IAC 7-3-25(7) | Disorderly conduct – warming up horse without silks | $50 |
| 71 IAC 7-3-25(8) | Disorderly conduct – disturbing the peace | $500 |
| 71 IAC 7-3-31(a)(6); 71 IAC 7-3-31(a)(8) | Third party making wager for driver on horse other than driver's; driver accepting ticket or betting on horse other than horse they drive | $2,500 |
| 71 IAC 7-5-1(1) | Disorderly conduct – failing to obey judge's orders | $500 |
| 71 IAC 7-5-1(2) | Disorderly conduct – fighting | $500 |
| 71 IAC 7-5-1(4) | Disorderly conduct – offensive language | $500 |
| 71 IAC 7-5-1(5) | Disorderly conduct – disturbing the peace | $500 |
| 71 IAC 7-5-2 | Using improper language | $500 |
| 71 IAC 7.5-1-15(b) | Trainer listing changes to horses entered and drawn | $250 |
| 71 IAC 7.5-1-15(c) | Improper listing of trainer for horse | $2,500 |
| 71 IAC 7.5-2-2(g) | Improper racing after horse is scratched | $500 |
| 71 IAC 7.5-4-4 | Track training or workout during prohibited hours | $250 |
| 71 IAC 7.5-5-1(a)(1) | Thoroughbred horse not on grounds at established time | $250 |
| 71 IAC 7.5-5-1(a)(2) | Quarter horse not on grounds at established time | $250 |
| 71 IAC 7.5-5-1(a)(3) | Improper tattoo or microchip on horse | $250 |
| 71 IAC 7.5-5-1(a)(4) | Horse improperly registered under proper breed | $250 |
| 71 IAC 7.5-5-1(a)(5) | Fraudulent entry with altered registration | $1,000 |
| 71 IAC 7.5-5-1(a)(6); 71 IAC 7.5-5-1(a)(7) | Using paper trainer instead of disqualified person under Indiana rules | $2,500 |
| 71 IAC 7.5-5-1(a)(8) | Horse scratched due to unpaid entry fees | $250 |
| 71 IAC 7.5-5-1(a)(9) | Horse scratched is on starter's, steward's, or veterinarian's list | $250 |
| 71 IAC 7.5-5-1(a)(10) | Horse scratched due to being first time starter and not approved to start | $250 |
| 71 IAC 7.5-5-1(a)(11) | Horse owned by undisclosed person or interest | $250 |
| 71 IAC 7.5-5-1(a)(12) | Horse scratched due to insufficient workout publication | $250 |
| 71 IAC 7.5-5-1(a)(13) | Horse scratched due to stakes entry and later transferred without informing racing secretary | $250 |
| 71 IAC 7.5-5-1(a)(15) | Horse scratched due to being subject to lease not filed with stewards | $250 |
| 71 IAC 7.5-5-1(a)(17) | Horse was denerved without approval by official veterinarian | $1,000 |
| 71 IAC 7.5-5-1(a)(18) | Horse scratched and has been trachea tubed to artificially assist breathing | $1,000 |
| 71 IAC 7.5-5-1(a)(19) | Horse scratched due to denerving above the ankle | $5,000 |
| 71 IAC 7.5-5-1(a)(20) | Horse scratched due to impairment in both eyes | $1,000 |
| 71 IAC 7.5-5-1(a)(21) | Horse scratched due to being barred or suspended in any jurisdiction | $1,000 |
| 71 IAC 7.5-5-1(a)(22) | Horse scratched for not meeting eligibility of race | $250 |
| 71 IAC 7.5-5-1(a)(23) | Horse scratched due to owner or lessor being in arrears for any stake fees, unless approved by racing secretary | $250 |
| 71 IAC 7.5-5-1(a)(24) | Horse scratched due to owner or trainer not completing commission licensing procedures | $250 |
| 71 IAC 7.5-5-1(a)(26) | Horse scratched due to failure to file negative certificate for equine infectious anemia | $250 |
| 71 IAC 7.5-5-1(a)(27); 71 IAC 7.5-5-1(a)(28) | Horse scratched due to improper shodding | $250 |
| 71 IAC 7.5-5-1(a)(29) | Horse scratched due to exceeding 12 year age limit | $250 |
| 71 IAC 7.5-5-1(a)(30) | Horse scratched due to being a maiden that has reached the age of at least 6 years with less than 6 starts | $250 |
| 71 IAC 7.5-5-1(a)(31) | Horse scratched due to race date within 10 days after shock wave or radial pulse therapy | $500 |
| 71 IAC 7.5-5-1(a)(32) | Horse scratched due to not making an official start in the previous 240 days, being first time starter older than the age of 4 years, or not fulfilling requirements of 71 IAC 7.5-4-1(b) | $250 |
| 71 IAC 7.5-5-2(i) | Falsifying, refusing, or concealing information for entrant | $2,500 |
| 71 IAC 7.5-6-1 | Equipment violation | $100 |
| 71 IAC 7.5-6-3(f) | Jockey safety vest violation | $100 |
| 71 IAC 7.5-6-3(i) | Jockey race day readmittance violation | $100 |
| 71 IAC 7.5-6-5(e) | Jockey fails to ride out each race and not let up | $500 |
| 71 IAC 7.5-6-5(f) | Misusing whip/electrical device | $250/$5,000 |
| 71 IAC 7.5-7-3 | Fraudulent practices | $1,000 |
| 71 IAC 7.5-9-1 | Disorderly conduct violations | $250 |
| 71 IAC 7.5-9-2 | Using improper language | $250 |
| 71 IAC 8-1-1.5(a) | Horse carrying foreign substance during race | ARCI penalty |
| 71 IAC 8-1-1.5(b) through 71 IAC 8-1-1.5(e) | Administering prohibited substance within 24 hours of race | $1,000 |
| 71 IAC 8-1-2 | Foreign substance in horses | ARCI penalty |
| 71 IAC 8-1-2.1(a) | Prohibited thyroid supplementation | ARCI penalty |
| 71 IAC 8-1-2.1(f) | Possessing thyroxine, thyroid hormone, or thyroid hormone analog | $2,500 |
| 71 IAC 8-1-4.1 | NSAID violation | ARCI penalty |
| 71 IAC 8-1-4.2 | Threshold drug violations | ARCI penalty |
| 71 IAC 8-1-5 | Furosemide violation | ARCI penalty |
| 71 IAC 8-1-7 | Drug classification and penalties | ARCI penalty |
| 71 IAC 8-1-8 | AAS medication violations | ARCI penalty |
| 71 IAC 8-1-9 | Regulatory threshold drug violations | ARCI penalty |
| 71 IAC 8-2-2.5(c) | Excess TCO2 violation | ARCI penalty |
| 71 IAC 8-2-7 | Horse in paddock time requirement | $200 |
| 71 IAC 8-2-8 | Trainer or designee in paddock | $200 |
| 71 IAC 8-3-5(f) | Presence of prohibited substances in out of competition testing | ARCI penalty |
| 71 IAC 8-3-5(g) | Trainer or owner cooperation with out of competition investigations | $1,000 |
| 71 IAC 8-3-5(j) | Trainer responsibility for horse during out of competition testing on licensed facility | $1,000 |
| 71 IAC 8-5-1 | Veterinarian practicing while ineligible | $2,500 |
| 71 IAC 8-5-2(b) | Veterinarian wagering | $1,000 |
| 71 IAC 8-5-2(c) | Veterinarian furnishing injection devices | $5,000 |
| 71 IAC 8-5-3 | Veterinarian using nonapproved injection devices | $1,000 |
| 71 IAC 8-5-5 | Veterinarian fails to maintain sufficient records of treatment | $250 |
| 71 IAC 8-5-6 | Veterinarian fails to report horse illness | $500 |
| 71 IAC 8-5-10 | Veterinarian predrawn injection requirements | $1,000 |
| 71 IAC 8-5-12 | Veterinarian pre-race contact with horse violation | $2,500 |
| 71 IAC 8-6-1 | Possessing drug without a prescription | $1,000 |
| 71 IAC 8-6-2(a) | Possessing or using prohibited substances | $5,000 |
| 71 IAC 8-6-2(b)(1) | Racing or breezing within 10 days after shockwave treatment | $500 |
| 71 IAC 8-6-2(b)(2) | List of horses given shockwave during the last 10 days not accessible | $250 |
| 71 IAC 8-6-2(b)(3) | Shockwave therapy administered by any person other than nonpracticing veterinarian | $2,500 |
| 71 IAC 8-6-2(b)(4) | Using unregistered/unapproved shockwave machines | $1,000 |
| 71 IAC 8-6-2(b)(5) | Shockwave treatment administered and not reported to official veterinarian and judges | $500 |
| 71 IAC 8-6-2(b)(6) | Trainer fails to report shockwave treatments to official veterinarian and stewards within 24 hours after treatment | $500 |
| 71 IAC 8-6-2(b)(8) | Participating in administering shockwave | ARCI penalty |
| 71 IAC 8-6-2(c) | Possessing or using certain drugs, substances, or medication not approved by FDA and commission | $1,000 |
| 71 IAC 8-6-2(d) | Veterinarian possessing approved drugs exceeding amount needed | $1,000 |
| 71 IAC 8-6-2(f) | Possessing or using certain drugs, substances, or medication not approved by FDA and commission | $1,000 |
| 71 IAC 8-6-2(g) | Extra-label use of medication | $1,000 |
| 71 IAC 8-6-2(h) through 71 IAC 8-6-2(j) | Mislabeling or failing to label equine medication | $1,000 |
| 71 IAC 8-6-2(k) | Labeling requirements for prescription medication | $1,000 |
| 71 IAC 8-6-2(l) | Practicing, administering, and applying treatments or procedures on entered horse adversely affecting integrity of racing or endangering human or equine participants | $5,000 |
| 71 IAC 8-6-3(c) | Using bisphosphonates | ARCI penalty |
| 71 IAC 8-7-1 | Possessing contraband by nonveterinarian | $1,000 |
| 71 IAC 8-8-2 | Failure to report horse death | $1,000 |
| 71 IAC 8-11-3 | Positive intoxicated test results | $250 |
| 71 IAC 8-13-1(d) | Altering test results | $2,500 |
| 71 IAC 8.5-1-1.5(a) | Horse carrying foreign substance during race | ARCI penalty |
| 71 IAC 8.5-1-1.5(b) through 71 IAC 8.5-1-1.5(e) | Administering prohibited substance within 24 hours of race | $1,000 |
| 71 IAC 8.5-1-2 | Foreign substance in horse | ARCI penalty |
| 71 IAC 8.5-1-2.1 | Clenbuterol prohibition | ARCI penalty |
| 71 IAC 8.5-1-2.2 | Albuterol prohibition | ARCI penalty |
| 71 IAC 8.5-1-2.3 | Beta-agonist prohibition | ARCI penalty |
| 71 IAC 8.5-1-2.5 | Thyroxine prohibition | $2,500 |
| 71 IAC 8.5-1-4.1 | NSAID violation | ARCI penalty |
| 71 IAC 8.5-1-4.2 | Threshold drug violations | ARCI penalty |
| 71 IAC 8.5-1-4.5(a) | Violating ARCI corticosteroid standards | ARCI penalty |
| 71 IAC 8.5-1-4.5(b)(2) | Intra-articular injection violation by nonlicensed veterinarians | $500 |
| 71 IAC 8.5-1-4.5(b)(3) | Failure to report intra-articular injection violation | $500 |
| 71 IAC 8.5-1-4.5(b)(4) | Trainer responsibility for reporting corticosteroid treatment | $500 |
| 71 IAC 8.5-1-5 | Furosemide used outside allowed parameters | ARCI penalty |
| 71 IAC 8.5-1-7 | Failure to consider ARCI when penalizing medication violations | ARCI penalty |
| 71 IAC 8.5-1-8 | AAS violations | ARCI penalty |
| 71 IAC 8.5-1-9 | Regulatory threshold drug | ARCI penalty |
| 71 IAC 8.5-2-5(f) | Presence of prohibited substances in out of competition testing | ARCI penalty |
| 71 IAC 8.5-2-5(g) | Out of competition testing cooperation requirements | $250 each horse |
| 71 IAC 8.5-4-1 | Veterinarian practicing while ineligible | $2,500 |
| 71 IAC 8.5-4-2(a) | Veterinarian prohibition on horse ownership | $500 |
| 71 IAC 8.5-4-2(b) | Veterinarian wagering | $1,000 |
| 71 IAC 8.5-4-2(c) | Veterinarian furnishing injection devices | $5,000 |
| 71 IAC 8.5-4-3 | Veterinarian using nonapproved injection devices | $1,000 |
| 71 IAC 8.5-4-5 | Veterinarian fails to maintain sufficient records of treatment | $250 |
| 71 IAC 8.5-4-6 | Veterinarian fails to report horse illness | $500 |
| 71 IAC 8.5-4-7 | Improper storage of medical supplies and drugs | $500 |
| 71 IAC 8.5-4-9 | Veterinarian vehicle occupied in stable area | $100 |
| 71 IAC 8.5-4-10 | Veterinarian predrawn injection requirements | $1,000 |
| 71 IAC 8.5-4-12 | Veterinarian pre-race contact with horse violation | $2,500 |
| 71 IAC 8.5-5-1 | Possessing drug without prescription | $1,000 |
| 71 IAC 8.5-5-2(a) | Possessing or using prohibited substances | $5,000 |
| 71 IAC 8.5-5-2(b)(1) | Racing or breezing within 10 days after shockwave treatment | $500 |
| 71 IAC 8.5-5-2(b)(2) | List of horses given shockwave during the last 10 days not accessible | $250 |
| 71 IAC 8.5-5-2(b)(3) | Shockwave therapy administered by any person other than nonpracticing veterinarian | $2,500 |
| 71 IAC 8.5-5-2(b)(4) | Using unregistered/unapproved shockwave machines | $1,000 |
| 71 IAC 8.5-5-2(b)(5) | Shockwave treatment administered and not reported to official veterinarian and stewards | $500 |
| 71 IAC 8.5-5-2(b)(6) | Trainer fails to report shockwave treatments to official veterinarian and stewards within 24 hours after treatment | $500 |
| 71 IAC 8.5-5-2(b)(8) | Participating in administering shockwave | ARCI penalty |
| 71 IAC 8.5-5-2(c) | Possessing or using certain drugs, substances, or medication not approved by FDA and commission | $1,000 |
| 71 IAC 8.5-5-2(d) | Veterinarian possessing approved drugs exceeding amount needed | $1,000 |
| 71 IAC 8.5-5-2(f) | Possessing or using shockwave machine in violation of 71 IAC 8.5 | $2,500 |
| 71 IAC 8.5-5-2(g) | Extra-label use of medication | $1,000 |
| 71 IAC 8.5-5-2(h) through 71 IAC 8.5-5-2(j) | Mislabeling or failing to label equine medication | $1,000 |
| 71 IAC 8.5-5-2(k) | Labeling requirements for prescription medication | $1,000 |
| 71 IAC 8.5-5-2(l) | Practicing, administering, and applying treatments or procedures on entered horse adversely affecting the integrity of racing or endangering human or equine participants | $5,000 |
| 71 IAC 8.5-5-3 | Using bisphosphonates | ARCI penalty |
| 71 IAC 8.5-6-1 | Possessing contraband by nonveterinarian | $1,000 |
| 71 IAC 8.5-7-2 | Requirements for postmortem examination and disposal | $2,500 |
| 71 IAC 8.5-10-1 | Possessing controlled substances | $100 |
| 71 IAC 8.5-10-6 | Positive drug test | $100 |
| 71 IAC 8.5-11-3 | Failure to pass alcohol breath test | $100 |
| 71 IAC 8.5-13-6 | Penalties for TCO2 violation | ARCI penalty |
| 71 IAC 8.5-13-7 | Presence of horse in ship-in barn | $100 |
| 71 IAC 8.5-13-8 | Presence of caretaker with horse | $100 |
| 71 IAC 12-2-2 | Satellite facility or simulcasting violations listed in 71 IAC 12 | $5,000 |
| 71 IAC 13-1-10 | Breach of obligations for horsemen's associations listed in 71 IAC 13 | $5,000 |
(b) The general descriptions in the table in subsection (a) are for reference only. Rule references under the legal citations in the table in subsection (a) must be referenced for violation details.
(Indiana Horse Racing Commission; 71 IAC 10-6-5; filed Oct 15, 2024, 2:08 p.m.: 20241113-IR-071240252FRA)