Ind. Admin. Code tit. 440, r. 10-3-9
Authority: IC 12-23-1-6; IC 12-23-18
Affected: IC 12-23-18-5.8
Sec. 9. Civil penalties assessed under IC 12-23-18-5.8 shall be charged as follows:
| Indiana Administrative Code | Violation | Violation #1 | Violation #2 | Violation Assessment | Violation #3+ | Violation Assessment |
| 440 IAC 10-3-1 | Certification of opioid treatment facilities and addiction treatment facilities | $500 | $1,000 | per code | $2,000 | per code |
| 440 IAC 10-3-2 | Requirements for facility certification | $500 | $1,000 | per code | $2,000 | per code |
| 440 IAC 10-3-3 | Requirements for opioid treatment facilities and addiction treatment facilities | N/A | $100 | per code | $200 | per code |
| 440 IAC 10-3-4 | Temporary certification | $5,000 | $10,000 | per code | $10,000 | per code |
| 440 IAC 10-3-5 | Maintenance of certification | $5,000 | $10,000 | per code | $10,000 | per code |
| 440 IAC 10-3-6 | Relocation of an opioid treatment facility or addiction treatment facility | $500 | $1,000 | per code | $2,000 | per code |
| 440 IAC 10-3-7 | Conditional status of certification | $5,000 | $10,000 | per code | $10,000 | per code |
| 440 IAC 10-3-8 | Penalties and appeals | $200 | $300 | per code | $600 | per code |
| 440 IAC 10-4-1 | Specific approval of an opioid treatment program | N/A | N/A | per code | N/A | N/A |
| 440 IAC 10-4-2 | Diversion control | $500 | $1,000 | per code | $2,000 | per code |
| 440 IAC 10-4-3 | Written program policies and procedures | $500 | $1,000 | per code | $2,000 | per code |
| 440 IAC 10-4-4 | Required services | $100 | $200 | per code | $400 | per patient record |
| 440 IAC 10-4-5 | Medical services | N/A | $200 | per code | $400 | per patient record |
| 440 IAC 10-4-6 | Counseling services | $100 | $200 | per code | $400 | per patient record |
| 440 IAC 10-4-7 | Educational services | N/A | $100 | per code | $200 | per patient record |
| 440 IAC 10-4-8 | Referral services | $500 | $1,000 | per code | $2,000 | per patient record |
| 440 IAC 10-4-9 | Record keeping requirements | N/A | $200 | per code | $400 | per patient record |
| 440 IAC 10-4-10 | OTP days of operation | N/A | $100 | per code | $200 | per code |
| 440 IAC 10-4-11 | Security of medications | $1,000 | $2,000 | per code | $4,000 | per code |
| 440 IAC 10-4-12 | OTP administrative structure; general staff requirements | N/A | $100 | per code | $200 | per code |
| 440 IAC 10-4-13 | OTP staff positions | N/A | $100 | per code | $200 | per code and each patient record |
| 440 IAC 10-4-14 | Continuing education of OTP staff | N/A | $100 | per code | $200 | per code |
| 440 IAC 10-4-15 | Patient admission criteria | N/A | $200 | per code | $400 | per patient record |
| 440 IAC 10-4-16 | Physical evaluation | $500 | $1,000 | per code | $2,000 | per code and each patient record |
| 440 IAC 10-4-17 | Individuals not meeting admission criteria | N/A | $100 | per code | $200 | per code |
| 440 IAC 10-4-18 | Patient admission procedures | $200 | $300 | per code | $400 | per patient record |
| 440 IAC 10-4-19 | Initial opioid treatment medication | $500 | $1,000 | per code | $2,000 | per patient record |
| 440 IAC 10-4-20 | Medical history and physical examination | $200 | $300 | per code | $600 | per patient record |
| 440 IAC 10-4-21 | Substance abuse assessment | $200 | $300 | per code | $600 | per patient record |
| 440 IAC 10-4-22 | Drug testing | N/A | $200 | per code | $400 | per patient record |
| 440 IAC 10-4-23 | Treatment plan | N/A | $200 | per code | $400 | per patient record |
| 440 IAC 10-4-24 | Patient orientation | N/A | $200 | per code | $400 | per patient record |
| 440 IAC 10-4-25 | Patient compliance with program rules | N/A | $200 | per code | $400 | per patient record |
| 440 IAC 10-4-26 | Self-administered medication | N/A | $200 | per code | $400 | per patient record |
| 440 IAC 10-4-27 | Reduction or discontinuation of medication | N/A | $200 | per code | $400 | per patient record |
| 440 IAC 10-4-28 | Medication in extenuating circumstances | N/A | $200 | per code | $400 | per patient record |
| 440 IAC 10-4-29 | Interim services | N/A | $100 | per code | $200 | per patient record |
| 440 IAC 10-4-30 | Patient transfer | N/A | $100 | per code | $200 | per patient record |
| 440 IAC 10-4-31 | Outcome measures | N/A | $200 | per code | $400 | per patient record |
| 440 IAC 10-4-32 | Quality assurance | $100 | $200 | per code | $400 | per patient record |
| 440 IAC 10-4-33 | Central registry | $100 | $200 | per code | $400 | per patient record |
| 440 IAC 10-4-34 | Submission of data to the central registry | $100 | $200 | per code | $400 | per code |
| 440 IAC 10-4-35 | Incident reporting | $100 | $200 | per code | $400 | per code |
| 440 IAC 10-4-36 | Community education and outreach | N/A | $100 | per code | $200 | per code |
| 440 IAC 10-4-37 | Program monitoring | N/A | N/A | per code | N/A | per code |
| 440 IAC 10-4-38 | Program fees | $500 | $1,000 | per code | $2,000 | per code |
| 440 IAC 10-4-39 | Conditional status for specific approval of opioid treatment program | $1,000 | N/A | per code | N/A | per code and each patient record |
| 440 IAC 10-4-40 | Termination of specific approval of opioid treatment program | $10,000 | N/A | per code | N/A | per code |
| 440 IAC 10-4-41 | Penalties and appeals | N/A | N/A | per code | N/A | per code |
| 440 IAC 10-4-42 | Phase treatment | N/A | $200 | per code | $400 | per patient record |
| 440 IAC 10-4-43 | Legislative mandate reporting | $500 | $1,000 | per code | $2,000 | per code |
(Division of Mental Health and Addiction; 440 IAC 10-3-9; filed Mar 27, 2025, 4:19 p.m.: 20250423-IR-440240494FRA)