Ind. Code § 25-34.1-10-18

Broker company referrals; disclosure of referral compensation to client or customer

As added by P.L.30-2026, SEC.1.
  1. (a) A broker company who refers a client or customer to another broker company shall disclose to the client or customer if the broker company may be compensated for referring the client or customer.
  2. (b) A disclosure under subsection (a) must be made:

    1. (1) in writing; and
    2. (2) at the time of the referral.

As added by P.L.30-2026, SEC.1.

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