As used in this chapter, "securities violation" means a violation of any of the following:
- (1) The Securities Act of 1933, as amended, and any regulations related to that act.
- (2) The Securities Exchange Act of 1934, as amended, and any regulations related to that act.
- (3) The Investment Company Act of 1940, as amended, and any regulations related to that act.
- (4) The Investment Advisers Act of 1940, as amended, and any regulations related to that act.
- (5) The Indiana Uniform Securities Act ( IC 23-19 ) and any rules related to that act.
- (6) Other state securities acts and any rules or regulations related to those acts.
As added by P.L.114-2010, SEC.12. Amended by P.L.42-2011, SEC.47.