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205 ILCS 731/ – An Act concerning regulation. | Midpage
Collections
Illinois Compiled Statutes
Regulation
Chapter 205
731
205 ILCS 731/
An Act concerning regulation.
1-1
Short title
1-10
Applicability
1-15
General powers and duties
1-20
Funds
1-5
Definitions
10-10
Required policies and procedures
10-5
General requirements
15-10
Application
15-15
Renewal
15-20
Nontransferable registration
15-5
Registration required
20-10
Examination
20-15
Books and records
20-20
Regulatory cooperation
20-25
Material business changes
20-30
Change in control
20-35
Mergers
20-40
Investigation of complaints
20-45
Additional investigation and examination authority
20-5
Surety bond; capital and liquidity requirements
20-50
Enforcement actions
20-55
Violations
20-60
Hearings
20-65
Hearing rules
20-70
Civil penalties
20-75
Subpoena power
20-80
Civil actions
30-10
Additional rulemaking authority
30-5
Confidential supervisory information
35-10
Construction; severability
35-15
Transition period
35-5
No evasion
5-10
Custody and protection of customer assets
5-15
Covered exchanges
5-20
Customer service; requests for assistance
5-25
Collection of compensation
5-5
Customer disclosures
99-95
No acceleration or delay
99-99
Effective date