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FTC HSR Formal Interpretations

FTC HSR Formal Interpretations

1Formal Interpretation No. 1: Pre-existing Notification Program (applicability of Pre-September 5, 1978 Notification Rules)2Formal Interpretation No. 2: Acquisitions Made Pursuant to an Order of Divestiture under §802.70 3Formal Interpretation No. 3: Affidavits filed by Acquiring Persons Making Certain Open Market Transactions 4Formal Interpretation No. 4: Solely for Purposes of Investment Exemption 5Formal Interpretation No. 5: Early Termination (standards applied in granting or denying request for early termination)Repealed 6Formal Interpretation No. 6: Incorporation by Reference (responding to items in the Form by referring to information or materials accompanying another Form)7Formal Interpretation No. 7: Acquisitions By Certain Bank Holding Companies 8Formal Interpretation No. 8: Attorney-Client Privilege (assertion in Response to Information Required by the Form and in Response to a request for Additional Information or Documentary Material)9Formal Interpretation No. 9: Accounts Receivable (treatment under §801.21)10Formal Interpretation No. 10: Confidentiality of HSR Information 11Formal Interpretation No. 11: Incorporation by Reference (responding to items in the Form by referring to information or materials accompanying another Form)12Formal Interpretation No. 12: Subordinated Exchangeable Debentures (whether voting securities under §801.1(f)(1))13Formal Interpretation No. 13 (Supersedes Formal Interpretation No. 5): Early Termination (standards applied in granting or denying request for early termination)14Formal Interpretation No. 14: Airlines (transactions between air carriers and others subject to HSR)15Formal Interpretation No. 15 and Explanatory Material (Amended July 1, 1999): Limited Liability Company (LLC) (reportability of transactions involving limited liability companies) (REPEALED - See Formal Interpretation 18)Repealed 16Formal Interpretation No. 16: Number of Original Affidavits and Certification 17Formal Interpretation No. 17: Banking and non-banking businesses under (c)(7) and (c)(8) as amended by the Gramm-Leach-Bliley Act 18Formal Interpretation No. 18: Repeal of Formal Interpretation 15