517.011Short title517.021Definitions517.03Rulemaking; immunity for acts in conformity with rules517.051Exempt securities517.061Exempt transactions517.07Registration of securities517.075Cuba, prospectus disclosure of doing business with, required517.081Registration procedure517.082Notification registration517.101Consent to service517.111Revocation or denial of registration of securities517.12Registration of dealers, associated persons, investment advisers, and branch offices517.1201Notice filing requirements for federal covered advisers517.1203Allocation and disbursement of assessment fees517.1204Investment Fraud Restoration Financing Corporation517.1205Registration of associated persons specific as to securities dealer, investment adviser, or federal covered adviser identified at time of registration approval517.121Books and records requirements; examinations517.122Arbitration517.131Securities Guaranty Fund517.141Payment from the fund517.151Investments of the fund517.161Revocation, denial, or suspension of registration of dealer, investment adviser, associated person, or branch office517.171Burden of proof517.181Escrow agreement517.191Injunction to restrain violations517.201Investigations; examinations; subpoenas; hearings; witnesses517.2015Confidentiality of information relating to investigations and examinations517.211Remedies available in cases of unlawful sale517.221Cease and desist orders517.241Remedies517.275Commodities; prohibited practices517.301Fraudulent transactions; falsification or concealment of facts517.302Criminal penalties; alternative fine; Anti-Fraud Trust Fund; time limitation for criminal prosecution517.311False representations; deceptive words; enforcement517.312Securities, investments, boiler rooms; prohibited practices; remedies517.313Destroying certain records; reproduction517.315Fees517.32Exemption from excise tax, certain obligations to pay