D.C. Mun. Regs. tit. 26-A, ch. 14 – Insider Trading | Midpage

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District of Columbia Municipal Regulations

Chapter 26-A14

D.C. Mun. Regs. tit. 26-A, ch. 14

Insider Trading

District of Columbia, Office of the Secretary

26-A1400Securities "Held of Record"26-A1401Transactions Exempted From the Operation of Section 3(b) of the Act 26-A1402Filing of Statements 26-A1403Ownership of More Than Ten Per Cent of an Equity Security 26-A1404Disclaimer of Beneficial Ownership 26-A1405Exemptions From Sections 3(a) and 3(b)26-A1406Exemption From the Act of Securities Purchased or Sold by Odd-lot Dealers 26-A1407Certain Transactions Subject to Section 3(a) of the Act 26-A1408Ownership of Securities Held in Trust 26-A1409Exemption for Small Transactions 26-A1410Exemption From Section 3(b) of the Act of Transactions Which Need Not Be Reported Under Section 3(a)26-A1411Exemption From Section 3(b) of Certain Transactions Effected in Connection with a Distribution 26-A1412Exemption From Section 3(b) of Acquisitions of Shares of Stock and Stock Options Under Certain Stock Bonus, Stock Option or Similar Plans 26-A1413Exemption From Section 3(b) of Certain Transactions in Which Securities Are Received by Redeeming Other Securities 26-A1414Exemption of Long Term Profits Incident to Sales Within Six Months of the Exercise of an Option 26-A1415Exemption From Section 3(b) of Certain Acquisitions and Dispositions of Securities Pursuant to Merger or Consolidations 26-A1416Exemption From Section 3(b) of Certain Securities Received Upon Surrender of Similar Equity Securities 26-A1417Exemption From Section 3(b) of Certain Transactions Involving an Exchange of Similar Securities 26-A1418Exemption of Certain Securities From Section 3(c) of the Act 26-A1419Exemption From Section 3(c) of the Act of Certain Transactions Effected in Connection with a Distribution 26-A1420Exemption From Section 3(c) of the Act of Sales of Securities to Be Acquired 26-A1421Arbitrage Transactions Under Section 3(e) of the Act 26-A1422Authority and Effective Date 26-A1499Definitions