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Insider Trading of Domestic Stock Insurance Company Equity Securities | Midpage
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Regulations of Connecticut State Agencies
Title 38a
38a-124
Insider Trading of Domestic Stock Insurance Company Equity Securities
Insurance Department
38a-124-1
Definition of certain terms
38a-124-2
Definition of securities "held of record"
38a-124-3
Transactions exempted from the operation of section 38a-119
38a-124-4
Exemption from section 38a-119 of certain transactions effected in connection with a distribution
38a-124-5
Exemption from section 38a-119 of acquisitions of shares of stock and stock options under certain stock bonus, stock option and similar plans
38a-124-6
Exemption from section 38a-119 of certain transactions in which securities are received by redeeming other securities
38a-124-7
Exemption from section 38a-119 of certain acquisitions and dispositions of securities involving a voting trust or deposit agreement
38a-124-8
Exemption from section 38a-119 of certain acquisitions and dispositions of securities pursuant to mergers or consolidations
38a-124-9
Exemption of long term profits incident to sales within six months of the exercise of an option
38a-124-10
Exemption from section 38a-119 of certain acquisitions and dispositions of securities involving the conversion of similar securities
38a-124-11
Exemption from section 38a-119 of certain sales of a subscription right involving the acquisition of similar securities
38a-124-12
Exemption of certain securities from section 38a-120
38a-124-13
Exemption from section 38a-120 of certain transactions effected in connection with a distribution
38a-124-14
Exemption of sales of securities to be acquired from section 38a-120
38a-124-15
Arbitrage transactions under section 38a-122
38a-124-16
Reports of directors, officers and principal stockholders. Filing of statements
38a-124-17
Ownership of more than ten per cent of an equity security
38a-124-18
Disclaimer of beneficial ownership
38a-124-19
Exemption from sections 38a-118 and 38a-119
38a-124-20
Exemption from the act of securities purchased or sold by odd-lot dealers
38a-124-21
Certain transactions subject to section 38a-118
38a-124-22
Ownership of securities held in trust
38a-124-23
Exemption for small transactions
38a-124-24
Exemption from section 38a-119 of transactions which need not be reported under section 38a-118