Disclosure of Third Party Fees—Compensation Related to Contracts for Investment Services

As used in sections 3-13j-1 to 3-13j-3, inclusive, of the Regulations of Connecticut State Agencies:

1. (a) “Finder's fee” has the same meaning as provided in section 3-13l of the Connecticut General Statutes;
2. (b) “Investment services” has the same meaning as provided in section 9-612 of the Connecticut General Statutes;
3. (c) “Third party fees” has the same meaning as provided in section 3-13j of the Connecticut General Statutes; and
4. (d) “Treasurer” means the Treasurer of the State of Connecticut.

(Adopted effective July 5, 2002; Amended September 13, 2016)