- (a) 18 U.S.C. 213, which prohibits an examiner from accepting a loan or gratuity from an FDIC-insured depository institution examined by him or her or from any person connected with such institution.
- (b) 18 U.S.C. 1906, which prohibits disclosure of information from a bank examination report except as authorized by law.
- (c) 17 CFR 240.10b-5 which prohibits the use of manipulative or deceptive devices in connection with the purchase or sale of any security.
- (d) 18 U.S.C. 1909, which prohibits examiners from providing any service for compensation for any bank or person connected therewith.