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CMS Enforcement With Respect to Issuers and Non-Federal Governmental Plans—Civil Money Penalties | Midpage
Collections
Code of Federal Regulations
Title 45
Subchapter B
Part 150
Subpart C
CMS Enforcement With Respect to Issuers and Non-Federal Governmental Plans—Civil Money Penalties
150.301
General rule regarding the imposition of civil money penalties.
150.303
Basis for initiating an investigation of a potential violation.
150.305
Determination of entity liable for civil money penalty.
150.307
Notice to responsible entities.
150.309
Request for extension.
150.311
Responses to allegations of noncompliance.
150.313
Market conduct examinations.
150.315
Amount of penalty—General.
150.317
Factors CMS uses to determine the amount of penalty.
150.319
Determining the amount of the penalty—mitigating circumstances.
150.321
Determining the amount of penalty—aggravating circumstances.
150.323
Determining the amount of penalty—other matters as justice may require.
150.325
Settlement authority.
150.341
Limitations on penalties.
150.343
Notice of proposed penalty.
150.345
Appeal of proposed penalty.
150.347
Failure to request a hearing.