(a) Within 30 days of determining that an investigation is warranted, the institution must provide ORI with a copy of the inquiry report, which includes the following information:
- (1) The names, professional aliases, and positions of the respondent and complainant;
- (2) A description of the allegation(s) of research misconduct;
- (3) The PHS support, including, for example, grant numbers, grant applications, contracts, and publications listing PHS support;
- (4) The composition of the inquiry committee, if used, including name(s), position(s), and subject matter expertise;
- (5) Inventory of sequestered research records and other evidence and description of how sequestration was conducted;
- (6) Transcripts of any transcribed interviews;
- (7) Timeline and procedural history;
- (8) Any scientific or forensic analyses conducted;
- (9) The basis for recommending that the allegation(s) warrant an investigation;
- (10) The basis on which any allegation(s) do not merit an investigation;
- (11) Any comments on the inquiry report by the respondent or the complainant; and
- (12) Any institutional actions implemented, including communications with journals or funding agencies.
(b) The institution must provide the following information to ORI whenever requested:
- (1) The institutional policies and procedures under which the inquiry was conducted; and
- (2) The research records and other evidence reviewed, and copies of all relevant documents.
- (c) Institutions must keep detailed documentation of inquiries to permit a later assessment by ORI of the reasons why the institution decided not to investigate. Such documentation must be retained in accordance with § 93.318.
- (d) In accordance with § 93.305(g), institutions must notify ORI of any special circumstances that may exist.