31 C.F.R. § 10.70

Administrative Law Judge.

Effective Dec 30, 2016Published Sep 26, 200772 FR 54552
  1. (a) Appointment. Proceedings on complaints for the sanction (as described in § 10.50) of a practitioner, employer, firm or other entity, or appraiser will be conducted by an Administrative Law Judge appointed as provided by 5 U.S.C. 3105.
  2. (b) Powers of the Administrative Law Judge. The Administrative Law Judge, among other powers, has the authority, in connection with any proceeding under § 10.60 assigned or referred to him or her, to do the following:

    1. (1) Administer oaths and affirmations;
    2. (2) Make rulings on motions and requests, which rulings may not be appealed prior to the close of a hearing except in extraordinary circumstances and at the discretion of the Administrative Law Judge;
    3. (3) Determine the time and place of hearing and regulate its course and conduct;
    4. (4) Adopt rules of procedure and modify the same from time to time as needed for the orderly disposition of proceedings;
    5. (5) Rule on offers of proof, receive relevant evidence, and examine witnesses;
    6. (6) Take or authorize the taking of depositions or answers to requests for admission;
    7. (7) Receive and consider oral or written argument on facts or law;
    8. (8) Hold or provide for the holding of conferences for the settlement or simplification of the issues with the consent of the parties;
    9. (9) Perform such acts and take such measures as are necessary or appropriate to the efficient conduct of any proceeding; and
    10. (10) Make decisions.
  3. (c) Effective/applicability date. This section is applicable on September 26, 2007.

[T.D. 9011, 67 FR 48765, July 26, 2002, as amended by T.D. 9359, 72 FR 54552, Sept. 26, 2007]

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