Bidding, Certifications, and Payment | Midpage

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Code of Federal Regulations

Subpart B

Bidding, Certifications, and Payment

356.10What is the purpose of an auction announcement?356.11How are bids submitted in an auction?356.12What are the different types of bids and do they have specific requirements or restrictions?356.13When must I report my net long position and how do I calculate it?356.14What are the requirements for submitting bids for customers?356.15What rules apply to bids submitted by investment advisers?356.16Do I have to make any certifications?356.17How and when do I pay for securities awarded in an auction?