29 C.F.R. § 1471.355 – What information must I provide to a higher tier participant before entering into a covered transaction with that participant? | Midpage
§ 1471.355
29 C.F.R. § 1471.355
What information must I provide to a higher tier participant before entering into a covered transaction with that participant?
Effective Jan 3, 2017
Before you enter into a covered transaction with a person at the next higher tier, you as a lower tier participant must notify that person if you know that you or any of the principals are presently excluded or disqualified.