12 C.F.R. Part 1500 – Merchant Banking Investments | Midpage

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Code of Federal Regulations

Part 1500

12 C.F.R. Part 1500

Merchant Banking Investments

1500.1What type of investments are permitted by this part, and under what conditions may they be made?1500.2What are the limitations on managing or operating a portfolio company held as a merchant banking investment?1500.3What are the holding periods permitted for merchant banking investments?1500.4How are investments in private equity funds treated under this part?1500.5What aggregate thresholds apply to merchant banking investments?1500.6What risk management, record keeping and reporting policies are required to make merchant banking investments?1500.7How do the statutory cross marketing and sections 23A and B limitations apply to merchant banking investments?1500.8Definitions.