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Other Requirements Applicable to All Regulated Entities | Midpage
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Code of Federal Regulations
Title 12
Chapter XII
Subchapter B
Part 1239
Subpart C
Other Requirements Applicable to All Regulated Entities
1239.10
Code of conduct and ethics.
1239.11
Risk management.
1239.12
Compliance program.
1239.13
Regulatory reports.
1239.14
Strategic business plan.