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Orderly Liquidation of Covered Brokers or Dealers | Midpage
Collections
Code of Federal Regulations
Title 12
Chapter III
Subchapter B
Part 380
Subpart D
Orderly Liquidation of Covered Brokers or Dealers
380.60
Definitions.
380.61
Appointment of receiver and trustee for covered broker or dealer.
380.62
Notice and application for protective decree for covered broker or dealer.
380.63
Bridge broker or dealer.
380.64
Claims of customers and other creditors of a covered broker or dealer.
380.65
Priorities for unsecured claims against a covered broker or dealer.
380.66
Administrative expenses of SIPC.
380.67
Qualified Financial Contracts.