Covered Funds Activities and Investments | Midpage

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Code of Federal Regulations

Subpart C

Covered Funds Activities and Investments

351.10Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.351.11Permitted organizing and offering, underwriting, and market making with respect to a covered fund.351.12Permitted investment in a covered fund.351.13Other permitted covered fund activities and investments.351.14Limitations on relationships with a covered fund.351.15Other limitations on permitted covered fund activities.351.16Ownership of Interests in and Sponsorship of Issuers of Certain Collateralized Debt Obligations Backed by Trust-Preferred Securities.351.17-351.19[Reserved]