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12 C.F.R. Part 344 – Recordkeeping and Confirmation Requirements for Securities Transactions | Midpage
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Code of Federal Regulations
Title 12
Chapter III
Subchapter B
Part 344
12 C.F.R. Part 344
Recordkeeping and Confirmation Requirements for Securities Transactions
344.1
Purpose and scope.
344.2
Exceptions.
344.3
Definitions.
344.4
Recordkeeping.
344.5
Content and time of notification.
344.6
Notification by agreement; alternative forms and times of notification.
344.7
Settlement of securities transactions.
344.8
Securities trading policies and procedures.
344.9
Personal securities trading reporting by officers and employees of FDIC-supervised institutions.
344.10
Waivers.