Learn More
Log In
Sign Up
12 C.F.R. Part 335 – Securities of State Nonmember Banks and State Savings Associations | Midpage
Collections
Code of Federal Regulations
Title 12
Chapter III
Subchapter B
Part 335
12 C.F.R. Part 335
Securities of State Nonmember Banks and State Savings Associations
335.101
Scope of part, authority and OMB control number.
335.111
Forms and schedules.
335.121
Listing standards related to audit committees.
335.201
Securities exempted from registration.
335.211
Registration and reporting.
335.221
Forms for registration of securities and cross reference to Regulation FD (Fair Disclosure).
335.231
Certification, suspension of trading, and removal from listing by exchanges.
335.241
Unlisted trading.
335.251
Forms for notification of action taken by national securities exchanges.
335.261
Exemptions, terminations, and definitions.
335.301
Reports of issuers of securities registered pursuant to section 12.
335.311
Forms for annual, quarterly, current, and other reports of issuers.
335.321
Maintenance of records and issuer's representations in connection with required reports.
335.331
Acquisition statements, acquisition of securities by issuers, and other matters.
335.401
Solicitations of proxies.
335.501
Tender offers.
335.601
Requirements of section 16 of the Securities Exchange Act of 1934.
335.611
Initial statement of beneficial ownership of securities (Form 3).
335.612
Statement of changes in beneficial ownership of securities (Form 4).
335.613
Annual statement of beneficial ownership of securities (Form 5).
335.701
Filing requirements, public reference, and confidentiality.
335.801
Inapplicable SEC regulations; FDIC substituted regulations; additional information.