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Code of Federal Regulations

ECFRad421d040437bba

Interpretations

221.101Determination and effect of purpose of loan.221.102Application to committed credit where funds are disbursed thereafter.221.103Loans to brokers or dealers.221.104Federal credit unions.221.105Arranging for extensions of credit to be made by a bank.221.106Reliance in “good faith” on statement of purpose of loan.221.107Arranging loan to purchase open-end investment company shares.221.108Effect of registration of stock subsequent to making of loan.221.109Loan to open-end investment company.221.110Questions arising under this part.221.111Contribution to joint venture as extension of credit when the contribution is disproportionate to the contributor's share in the venture's profits or losses.221.112Loans by bank in capacity as trustee.221.113Loan which is secured indirectly by stock.221.114Bank loans to purchase stock of American Telephone and Telegraph Company under Employees' Stock Plan.221.115Accepting a purpose statement through the mail without benefit of face-to-face interview.221.116Bank loans to replenish working capital used to purchase mutual fund shares.221.117When bank in “good faith” has not relied on stock as collateral.221.118Bank arranging for extension of credit by corporation.221.119Applicability of plan-lender provisions to financing of stock options and stock purchase rights qualified or restricted under Internal Revenue Code.221.120Allocation of stock collateral to purpose and nonpurpose credits to same customer.221.121Extension of credit in certain stock option and stock purchase plans.221.122Applicability of margin requirements to credit in connection with Insurance Premium Funding Programs.221.123Combined credit for exercising employee stock options and paying income taxes incurred as a result of such exercise.221.124Purchase of debt securities to finance corporate takeovers.221.125Credit to brokers and dealers.