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Code of Federal Regulations
Title 12
Chapter I
Part 9
ECFR129c8723f2e5dc7
Regulations
9.1
Authority, purpose, and scope.
9.2
Definitions.
9.3
Approval requirements.
9.4
Administration of fiduciary powers.
9.5
Policies and procedures.
9.6
Review of fiduciary accounts.
9.7
Multi-state fiduciary operations.
9.8
Recordkeeping.
9.9
Audit of fiduciary activities.
9.10
Fiduciary funds awaiting investment or distribution.
9.11
Investment of fiduciary funds.
9.12
Self-dealing and conflicts of interest.
9.13
Custody of fiduciary assets.
9.14
Deposit of securities with state authorities.
9.15
Fiduciary compensation.
9.16
Receivership or voluntary liquidation of bank.
9.17
Surrender or revocation of fiduciary powers.
9.18
Collective investment funds.
9.20
Transfer agents.